WO2005094284A3 - Method and system for effecting straight-through-processing of trades of various financial instruments - Google Patents

Method and system for effecting straight-through-processing of trades of various financial instruments Download PDF

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Publication number
WO2005094284A3
WO2005094284A3 PCT/US2005/010226 US2005010226W WO2005094284A3 WO 2005094284 A3 WO2005094284 A3 WO 2005094284A3 US 2005010226 W US2005010226 W US 2005010226W WO 2005094284 A3 WO2005094284 A3 WO 2005094284A3
Authority
WO
WIPO (PCT)
Prior art keywords
trade
trading
processing
electronic
financial instruments
Prior art date
Application number
PCT/US2005/010226
Other languages
French (fr)
Other versions
WO2005094284A2 (en
Inventor
James Worden Toffey
Original Assignee
Tradeweb Group L L C
James Worden Toffey
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Priority claimed from US10/808,820 external-priority patent/US7433842B2/en
Application filed by Tradeweb Group L L C, James Worden Toffey filed Critical Tradeweb Group L L C
Priority to EP05730836A priority Critical patent/EP1733354A4/en
Publication of WO2005094284A2 publication Critical patent/WO2005094284A2/en
Publication of WO2005094284A3 publication Critical patent/WO2005094284A3/en

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Classifications

    • G—PHYSICS
    • G06—COMPUTING; CALCULATING OR COUNTING
    • G06Q—INFORMATION AND COMMUNICATION TECHNOLOGY [ICT] SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES; SYSTEMS OR METHODS SPECIALLY ADAPTED FOR ADMINISTRATIVE, COMMERCIAL, FINANCIAL, MANAGERIAL OR SUPERVISORY PURPOSES, NOT OTHERWISE PROVIDED FOR
    • G06Q40/00—Finance; Insurance; Tax strategies; Processing of corporate or income taxes
    • G06Q40/04—Trading; Exchange, e.g. stocks, commodities, derivatives or currency exchange

Abstract

A Straight-Through-Processing (STP) trading platform (100) provides a fully electronic and seamless solution to substantially all aspects of the trading cycle for fixed income instruments and other financial instruments. In an exemplary embodiment, all participants to a trade transaction have access to computer software that facilitates trade order management, trade order generation, trade execution (including electronic axes) (19g), trade allocation, allocation acknowledgement, trade confimration (31 h), acquisition of settlement instructions, and the generation of progress reports based on specific metrics criteria. In said exemplary embodiment, the STP trading platform includes computer software modules including at least an account management module and an electronic trading module to handle the various stages of executing a trade, confirming the trade (31 h), and facilitating settlement of the trade.
PCT/US2005/010226 2004-03-25 2005-03-25 Method and system for effecting straight-through-processing of trades of various financial instruments WO2005094284A2 (en)

Priority Applications (1)

Application Number Priority Date Filing Date Title
EP05730836A EP1733354A4 (en) 2004-03-25 2005-03-25 Method and system for effecting straight-through-processing of trades of various financial instruments

Applications Claiming Priority (4)

Application Number Priority Date Filing Date Title
US55613904P 2004-03-25 2004-03-25
US60/556,139 2004-03-25
US10/808,820 2004-03-25
US10/808,820 US7433842B2 (en) 2003-03-25 2004-03-25 Method and system for effecting straight-through-processing of trades of various financial instruments

Publications (2)

Publication Number Publication Date
WO2005094284A2 WO2005094284A2 (en) 2005-10-13
WO2005094284A3 true WO2005094284A3 (en) 2006-09-08

Family

ID=35064264

Family Applications (1)

Application Number Title Priority Date Filing Date
PCT/US2005/010226 WO2005094284A2 (en) 2004-03-25 2005-03-25 Method and system for effecting straight-through-processing of trades of various financial instruments

Country Status (2)

Country Link
EP (1) EP1733354A4 (en)
WO (1) WO2005094284A2 (en)

Families Citing this family (2)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US7844527B2 (en) 2005-08-30 2010-11-30 Pensiondcisions Limited Method and system for measuring investment performance
US20220044321A1 (en) * 2020-08-06 2022-02-10 Tradeweb Markets Llc Systems and methods for list trading of asset-backed securities

Citations (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20020143694A1 (en) * 1997-10-31 2002-10-03 Morgan Stanley Dean Witter & Co. Computer method and apparatus for optimizing portfolios of multiple participants
US20030088509A1 (en) * 1995-12-12 2003-05-08 Reuters Limited Electronic trading system including an auto-arbitrage feature or name switching feature
US20030115131A1 (en) * 2001-12-13 2003-06-19 Espeed Inc., A Corporation Of Delaware Systems and methods for improving the liquidity and distribution network for luxury and other illiquid items
US20030149646A1 (en) * 2002-02-01 2003-08-07 Ubs Painewebber Inc. Method and system for providing an aggregated stock options report

Patent Citations (4)

* Cited by examiner, † Cited by third party
Publication number Priority date Publication date Assignee Title
US20030088509A1 (en) * 1995-12-12 2003-05-08 Reuters Limited Electronic trading system including an auto-arbitrage feature or name switching feature
US20020143694A1 (en) * 1997-10-31 2002-10-03 Morgan Stanley Dean Witter & Co. Computer method and apparatus for optimizing portfolios of multiple participants
US20030115131A1 (en) * 2001-12-13 2003-06-19 Espeed Inc., A Corporation Of Delaware Systems and methods for improving the liquidity and distribution network for luxury and other illiquid items
US20030149646A1 (en) * 2002-02-01 2003-08-07 Ubs Painewebber Inc. Method and system for providing an aggregated stock options report

Non-Patent Citations (1)

* Cited by examiner, † Cited by third party
Title
See also references of EP1733354A4 *

Also Published As

Publication number Publication date
EP1733354A4 (en) 2008-03-05
EP1733354A2 (en) 2006-12-20
WO2005094284A2 (en) 2005-10-13

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