WO1997020192A1 - Methods and apparatus for characterizing a surface - Google Patents

Methods and apparatus for characterizing a surface

Info

Publication number
WO1997020192A1
WO1997020192A1 PCT/US1996/018723 US9618723W WO9720192A1 WO 1997020192 A1 WO1997020192 A1 WO 1997020192A1 US 9618723 W US9618723 W US 9618723W WO 9720192 A1 WO9720192 A1 WO 9720192A1
Authority
WO
WIPO (PCT)
Prior art keywords
ofthe
scatter
aperture
characterizing
sphere
Prior art date
Application number
PCT/US1996/018723
Other languages
French (fr)
Inventor
Tod F. Schiff
Marvin L. Bernt
Original Assignee
Schmitt Measurement Systems, Inc.
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Schmitt Measurement Systems, Inc. filed Critical Schmitt Measurement Systems, Inc.
Priority to GB9810832A priority Critical patent/GB2322191B/en
Priority to JP9520562A priority patent/JP2000501182A/en
Priority to KR1019980703943A priority patent/KR19990071667A/en
Priority to DE19681744T priority patent/DE19681744T1/en
Priority to AU10583/97A priority patent/AU1058397A/en
Publication of WO1997020192A1 publication Critical patent/WO1997020192A1/en

Links

Classifications

    • GPHYSICS
    • G01MEASURING; TESTING
    • G01JMEASUREMENT OF INTENSITY, VELOCITY, SPECTRAL CONTENT, POLARISATION, PHASE OR PULSE CHARACTERISTICS OF INFRARED, VISIBLE OR ULTRAVIOLET LIGHT; COLORIMETRY; RADIATION PYROMETRY
    • G01J1/00Photometry, e.g. photographic exposure meter
    • G01J1/02Details
    • G01J1/04Optical or mechanical part supplementary adjustable parts
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01BMEASURING LENGTH, THICKNESS OR SIMILAR LINEAR DIMENSIONS; MEASURING ANGLES; MEASURING AREAS; MEASURING IRREGULARITIES OF SURFACES OR CONTOURS
    • G01B11/00Measuring arrangements characterised by the use of optical techniques
    • G01B11/30Measuring arrangements characterised by the use of optical techniques for measuring roughness or irregularity of surfaces
    • G01B11/303Measuring arrangements characterised by the use of optical techniques for measuring roughness or irregularity of surfaces using photoelectric detection means
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01JMEASUREMENT OF INTENSITY, VELOCITY, SPECTRAL CONTENT, POLARISATION, PHASE OR PULSE CHARACTERISTICS OF INFRARED, VISIBLE OR ULTRAVIOLET LIGHT; COLORIMETRY; RADIATION PYROMETRY
    • G01J1/00Photometry, e.g. photographic exposure meter
    • GPHYSICS
    • G01MEASURING; TESTING
    • G01NINVESTIGATING OR ANALYSING MATERIALS BY DETERMINING THEIR CHEMICAL OR PHYSICAL PROPERTIES
    • G01N21/00Investigating or analysing materials by the use of optical means, i.e. using sub-millimetre waves, infrared, visible or ultraviolet light
    • G01N21/17Systems in which incident light is modified in accordance with the properties of the material investigated
    • G01N21/47Scattering, i.e. diffuse reflection
    • G01N21/4738Diffuse reflection, e.g. also for testing fluids, fibrous materials
    • G01N21/474Details of optical heads therefor, e.g. using optical fibres

Definitions

  • the present invention is related to optical methods and apparatus for the non-contact inspection and characterization of a surface More particularly, the present invention is related to methods and apparatus for approximating the "spectral integrated scatter" function of a surface, thereby permitting the total integrated scatter ofthe surface over any desired spatial frequency limits to be determined
  • the scatterometer measures the scatter intensity ofthe scattered light at every scatter angle in a selected plane This information can then be used to generate the
  • power spectral density function for that plane
  • the power spectral density function illustrates the distribution ofthe power scattered by each spatial frequency
  • the roughness of the surface can then be approximated by integrating the power spectral density function
  • the prior art method which is currently preferred for characterizing nonisotropic surfaces is the "total integrated scatter” method.
  • an optical integrating device such as a hollow sphere, generally referred to as an "integrating sphere”
  • the integrating sphere has an input aperture through which a beam of light may be directed into the device
  • a sampling aperture on the other end ofthe sphere permits the light to be directed onto the surface and allows light scattered off the surface to enter the sphere
  • An output aperture is also configured into the sphere for permitting the reflected specular beam to exit the sphere
  • this method measures all ofthe scattered light regardless of variations in the surface
  • the integrating sphere captures all ofthe scattered light, it performs a physical integration ofthe power spectral density function. Because the integration is performed directly by the sphere, some specific information about the power spectral density function is not obtained For example, information regarding the slope of the function is not obtained Additionally, when using an integrating sphere, the limits of integration are set by the physical configuration ofthe sphere and cannot be changed without changing the physical con ⁇ figuration ofthe sphere. Also, because of physical limitations on the size and configuration of the sphere and on how the sphere may be positioned with respect to the sample, some limits of integration may not be obtainable.
  • a principal source of stray light is the optics in the light source. Although the source optics focus the main beam, the optics also act as a scatter source. By reducing the size ofthe input aperture ofthe sphere, much stray light can be blocked from entering the sphere. If, however, the size ofthe input aperture is too small, it will clip the main beam and cause diffraction ofthe main beam into the sphere, thereby intro ⁇ ducing more stray light into the sphere. Thus, the input aperture must be sized larger than the main beam, thereby allowing some stray light to enter the sphere.
  • Another method of reducing stray light within the sphere is to increase the distance between the source optics and the input aperture. This decreases the effective size ofthe input aperture from the perspective ofthe source optics. Of course, making the instrument too large is not desirable. Thus, there are physical and practical limitations on the extent to which the distance between the source optics and the input aperture can be maximized
  • the size ofthe output aperture also affects the amount of stray light contained within the sphere.
  • the stray light introduced by the source optics is concentrated in the region sur ⁇ rounding the main beam.
  • much of the output aperture much of this stray light will exit the sphere and therefore not be measured.
  • much ofthe light scattered off the surface is also concentrated around the area ofthe main beam.
  • increasing the size ofthe output aperture permits more scattered light to exit the sphere, thereby decreasing sensitivity ofthe instrument.
  • the range of spatial frequencies over which the sphere integrates is determined in part by the size ofthe output aperture. If the size ofthe output aperture can be kept to a minimum, the range of spatial frequencies over which the sphere may integrate is increased. For some applications, it is necessary to compare data obtained from different integrating devices. Because integrating devices frequently operate over different limits of integration (i.e., over different spatial frequency ranges), meaningful comparison of data obtained from different integrating devices is often impossible. From the foregoing, it will be appreciated that it would be an advancement in the art to provide improved noncontact methods and apparatus for characterizing a surface Indeed, it would be an advancement if such methods and apparatus could produce accurate results for nonisotropic surfaces.
  • a plurality of bands of spatial frequencies is selected with each band having an upper and a lower limit. This is preferably done by selecting two bands of spatial frequencies with the first band having an upper limit ( " ,) and a lower limit (f 2 ) and the second band having an upper limit ( j) and a lower limit ( " 4 ). In one preferred method,/,,/ 2 ,/ 3 , and/ 4 are selected such that the following relationship is satisfied. ⁇
  • / 2 and/ 3 are selected such that/ 2 equals/ 3 .
  • a beam oflight having a known wavelength is directed onto the surface at a known incident angle with respect to the surface.
  • the total scatter of light corresponding to each of the selected bands of spatial frequencies is then collected This is preferably accomplished by using optical integrating devices, such as integrating spheres, lenses, or mirrors
  • the total integrated scatter of each ofthe selected bands of spatial frequencies is measured by detecting the intensity ofthe collected light
  • the total integrated scatter data and the upper and lower limits of spatial frequency for each ofthe selected bands are used to approximate the "spectral integrated scatter" function, a three-dimensional function rep ⁇ resentative ofthe integrated power spectral density function
  • the total integrated scatter ofthe surface over any set of spatial frequency limits may be determined
  • the information derived from the method described above is utilized to characterize the surface
  • physical properties ofthe surface may be characterized Such physical properties include RMS roughness, sometimes referred to as texture, waviness, representative profile, or haze
  • the RMS roughness ( ⁇ ) ofthe surface may be ascertained for a surface having a roughness less than the wavelength ofthe beam oflight ( ⁇ ) by solving the following equation ⁇ ⁇ TIS eff 4 ⁇ cos ⁇ ; V eff ' where T
  • One preferred apparatus for practicing the present invention includes a system for characterizing a surface by approximating the spectral integrated scatter function ofthe surface over the entire range of spatial frequencies
  • This system includes a light source capable of producing a beam oflight at a predetermined wavelength ( ⁇ ) In a presently prefer ⁇ red system, the light source generates a laser beam
  • source optics Positioned adjacent the light source are source optics for directing the beam oflight toward the surface at an incident angle ( ⁇ ,) with respect to the normal ofthe surface The beam oflight may then reflect off the surface to thereby create a reflected specular beam and scattered light
  • a first optical integrating device is positioned and configured to receive a first portion ofthe scattered light while permitting a second portion of scatter light to pass through
  • the first optical integrating device may be a sphere, a mirror, a lens, or other optical integrating device modified in accordance with the teachings ofthe present invention
  • the first optical integrating device is a hollow sphere
  • the sphere is configured with an input aperture, a sampling aperture, and an output aperture
  • the light source, source optics, and sphere are positioned such that the beam of light may be directed through the input aperture, through the sampling aperture, and onto the surface, and such that the second portion ofthe scattered light and the specular beam are directed out ofthe sphere through the output aperture.
  • the first optical integrating device is configured such that the first portion ofthe scattered light received by the first optical integrating device extends from a first scatter angle ( ⁇ j ) to a second scatter angle ( ⁇ 2 ) and such that the second portion ofthe scattered light which passes through the first optical integrating device extends from a third scatter angle ( ⁇ 3 ) to a fourth scatter angle ( ⁇ 4 )
  • the scatter angles are measured from the direction ofthe reflected specular beam.
  • a second optical integrating device is positioned and configured to receive the second portion ofthe scattered light Additionally, the second optical integrating device is configured to permit the specular beam to pass through the second optical integrating device
  • the second optical integrating device may include an integrating sphere, a mirror, a lens, or other devices capable of suitable configuration
  • the second optical integrating device preferably comprises a focusing mirror configured with an output aperture through which the specular beam may pass
  • the source optics are configured such that the specular beam is positioned within the output aperture ofthe focusing mirror. Preferably, however, the source optics focus the specular beam at the output aperture ofthe focusing mirror.
  • the apparatus ofthe present invention also includes a first detector positioned to detect the intensity ofthe first portion ofthe scattered light.
  • the detector is mounted in the wall of the sphere.
  • a second detector is positioned to detect the intensity ofthe second portion ofthe scattered light.
  • the focusing mirror is positioned to receive and reflect the second portion ofthe scattered light into the second detector.
  • a specular detector is positioned to detect the intensity ofthe specular beam after it passes through the second optical integrating device.
  • Typical prior art integrating spheres employ a baffle to shield the detector from light scattered off the surface directly into the detector.
  • the present invention eliminates the need for such a baffle by positioning the first detector within the integrating sphere such that the angle ( ⁇ D ) between the normal ofthe surface and the line between the sampling aperture and the first detector is greater than ⁇ ,.
  • the input aperture of the hollow sphere has a circular perimeter with a radius (r,)
  • the sampling aperture ofthe hollow sphere has a circular perimeter with a radius (r s )
  • the output aperture ofthe hollow sphere has a circular perimeter with a radius (r 0 )
  • the focusing mirror has a circular perimeter with a radius (r 2D )
  • the output aperture ofthe focusing mirror has a circular perimeter with a radius (r 2l ).
  • the system ofthe present invention is configured so that the incident angle ofthe beam oflight ( ⁇ ,) is less than about 10 degrees, the first scatter angle ( ⁇ ,) is greater than about 45 degrees, the second scatter angle ( ⁇ 2 ) and the third scatter angle
  • the radius ofthe perimeter of the sampling aperture (ry) is determined as a function of the first scatter angle ( ⁇ ,), thereby defining one ofthe limits ofthe first band of spatial frequencies.
  • the radius ofthe perimeter ofthe output aperture ofthe hollow sphere (r 0 ) is similarly determined as a function ofthe second scatter angle ( ⁇ 2 ), thereby defining the other limit ofthe first band of spatial frequencies
  • the output aperture ofthe mirror should be sized as small as possible while allowing the entire specular beam to pass through the mirror.
  • the mirror should be configured to receive the scattered light corresponding to the second band of spatial frequencies
  • the focusing mirror must be sized large enough to capture all ofthe light reflected off the surface which passes through the output aperture ofthe sphere.
  • the performance ofthe system ofthe present invention can be substantially increased by configuring the interior surface ofthe first optical integrating device with an abso ⁇ tion region surrounding the sampling aperture
  • This absorption region is preferably formed by coating the region with black glass or another coating which absorbs light at the wavelength ofthe light source
  • the remaining portion ofthe interior surface ofthe sphere which is outside the abso ⁇ tion region comprises a reflective region, such as those which are common to integrating spheres
  • the reflectance ofthe abso ⁇ tion region is less than the reflectance ofthe reflective region at the wavelength ofthe light source
  • the abso ⁇ tion region ofthe interior surface ofthe sphere has a circular perimeter and is positioned concentric with the sampling aperture
  • the focusing mirror and the second detector are preferably positioned such that the outside diameter ofthe abso ⁇ tion region is imaged at the maximum field of view ofthe second detector
  • the source optics be positioned to direct the incident beam at the surface at an incident angle ( ⁇ ,) which is less than about 10 degrees
  • incident angle
  • an improved device for measuring the total integrated scatter of a surface is disclosed
  • the device is used to measure total integrated scatter between two spatial frequencies
  • the device includes a light source capable of producing a beam of light at a known wavelength range
  • the light source is a laser source producing light at a known wavelength ( ⁇ )
  • Source optics are provided for directing the incident beam of light toward the surface at an incident angle ⁇ ,.
  • the device further includes a hollow sphere which is configured with an input aperture, a sampling aperture, and an output aperture Each of these apertures is configured with a circular perimeter
  • the light source, source optics, and sphere are positioned relative to each other such that the incident beam may be directed through the input aperture, through the sampling aperture, and onto the surface and such that the specular beam reflected off the surface is directed out ofthe sphere through the output aperture
  • a detector is positioned within the sphere to detect the intensity of scattered light within the sphere
  • a specular detector is positioned outside the sphere such that it can detect the intensity ofthe reflected specular beam
  • the hollow sphere is an optical integrating device having an interior surface which includes an absorption region sur ⁇ rounding the sampling aperture.
  • the absorption region is preferably formed by coating the region with black glass or other coating which absorbs light at the wavelength ofthe light source.
  • the remaining portion ofthe interior surface ofthe sphere which is outside the abso ⁇ tion region comprises a reflective region
  • the reflectance ofthe abso ⁇ tion region is less than the reflectance ofthe reflective region at the wavelength ofthe light source
  • the source optics are preferably configured to focus the specular beam at the output aperture ofthe hollow sphere, thereby reducing the amount of stray light and enabling the sizes of all apertures to be kept to a minimum.
  • the abso ⁇ tion region is preferably configured with a circular perimeter and is sized such that stray light generated by the source optics which enters the sphere through the input aperture will be imaged on the abso ⁇ tion region
  • the output aperture should be sized to permit all stray light which is specularly reflected off the surface to exit the sphere
  • the baffle to shield the scatter detector may be eliminated by positioning the scatter detector within the integrating sphere such that the angle ( ⁇ D ) between the specular beam and the line between the sampling aperture and the detector is greater than ⁇ ,
  • Figure 1 is a schematic view of one preferred embodiment of an apparatus ofthe present invention with the integrating sphere illustrated in cross section,
  • Figure 2 is a cross-sectional view ofa portion ofthe apparatus of Figure 1
  • Figure 3 is a cross-sectional view taken along line 3-3 of Figure 1
  • Figure 4 is a schematic view of an alternative embodiment ofthe apparatus ofthe present invention with the integrating sphere illustrated in cross section
  • Figure 5 is a cross-sectional view taken along line of Figure 4
  • the present invention is directed to novel apparatus and methods for use in measuring the total integrated scatter ofa surface.
  • the total integrated scatter ofa surface is approximated for any set of spatial frequency limits This is accomplished by determining the three-dimensional power spectral density function, referred to herein as the "spectral integrated scatter" function.
  • the three-dimensional power spectral density function is representative ofthe entire hemisphere of scatter off a surface, it provides information for isotropic and nonisotropic surfaces whose roughness is less than the wavelength of light used to characterize the surface
  • the total integrated scatter over any set of spatial frequency limits can readily be determined. This method may be used to compare data from other integrating devices which operate over different spatial frequency limits.
  • the three-dimensional power spectral density function is determined by selecting a plurality of bands of spatial frequencies. In a presently preferred method, only two bands of spatial frequencies are selected because with data from two bands, the three-dimensional power spectral density function can be accurately determined.
  • the first band is defined by an upper limit (/ " ,) and a lower limit (/ 2 )
  • the second band is defined by an upper limit
  • a beam oflight having a known wavelength ( ⁇ ) is directed onto the surface at a known incident angle ( ⁇ ,) with respect to the normal ofthe surface
  • the total scatter oflight, or “total integrated scatter,” corresponding to each ofthe selected bands of spatial frequencies is then collected. This is preferably accomplished by using optical integrating devices, such as integrating spheres, lenses, or mirrors
  • the boundaries of the bands of spatial frequencies are determined by the physical configuration ofthe apparatus utilized in collecting the scatter
  • the bands are selected and the apparatus correspondingly configured such that the following relationship is satisfied:
  • the total integrated scatter of each ofthe selected bands of spatial frequencies is measured by collecting scattered light with the integrating devices over a range of scatter angles ( ⁇ jon) which corresponds to the spatial frequency band
  • a system may be configured to collect the scattered light over that range of scatter angles
  • the total integrated scatter over the selected range of scatter angles may then be measured.
  • the total integrated scatter data and the upper and lower limits of spatial frequency for each ofthe selected bands are used to determine the spectral integrated scatter (SIS) function
  • one embodiment of a surface characterization system built according to the teachings ofthe present invention is generally designated at 10
  • the system 10 includes a light source capable of producing a beam oflight at a predetermined wavelength
  • the light source is a laser source 14 which generates a laser beam 16 having a wavelength of 0 670 microns
  • a laser source is the model "TOLD9215" laser diode marketed by Toshiba
  • the system 10 further includes a first optical integrating device which is positioned and configured to receive a first portion ofthe scattered light while permitting a second portion of scattered light to pass through
  • the first optical integrating device may be a sphere, a mirror, a lens, or any other optical integrating device modified in accordance with the teachings ofthe present invention
  • the first optical integrating device is a hollow sphere 30 having a radius (R s ).
  • Such hollow spheres are common in the art of optical measurement systems
  • the interior surface ofthe sphere 30 is a reflective material having a reflectance greater than about 90 percent
  • One presently preferred integrating sphere 30 is that sold by Labsphere, Inc of New Hampshire, U S A , as model "SRM-99" under the SPECTRALON trade name, in which the interior surface has a reflectance of about 99 1 percent
  • the sphere 30 is configured with an input aperture 32, a sampling aperture 34, and an output aperture 36
  • the apertures 32, 34, and 36 each have a circular perimeter with radii r care r s , and r 0 , respectively.
  • the apertures are positioned within the sphere 30 and the sphere is positioned relative to the light source 14 such that the beam of light 16 may be directed through the input aperture 32, through the sampling aperture 34, and onto the surface 12, and such that the second portion ofthe scattered light and the specular beam 22 are directed out of the sphere 30 through the output aperture 36
  • the integrating sphere 30 is configured such that it captures the first portion of scattered light; that is, the scattered light extending from a first scatter angle ( ⁇ ,) to a second scatter angle ( ⁇ 2 )
  • the output aperture 36 is sized to permit the second portion ofthe scat ⁇ tered light, extending from a third scatter angle ( ⁇ 3 ) to a fourth scatter angle ( ⁇ 4 ), to exit the sphere 30.
  • the "scatter angle" is measured with respect to the specular beam 22.
  • the system 10 further includes a second optical integrating device which is positioned and configured to receive the second portion ofthe scattered light as it exits the sphere 30 through the output aperture 36
  • the second optical integrating device may include an integrating sphere, a mirror, a lens, or other integrating device.
  • the second optical integrating device comprises a focusing mirror 40 configured with an output aperture 42 through which the specular beam 22 may pass
  • the mirror 40 and the aperture 42 in the mirror each have a circular perimeter with radii r 2 ⁇ and r 2 combat respectively.
  • the focusing mirror 40 is sized and positioned with respect to the sphere 30 such that it receives the scattered light extending from the third scatter angle ( ⁇ 3 ) to the fourth scatter angle ( ⁇ 4 ).
  • the source optics 18 are configured such that the specular beam 22 is positioned within the output aperture 42 ofthe focusing mirror 40 Preferably, however, the source optics 18 focus the specular beam 22 at the output aperture 42
  • the system 10 also includes a first detector 50 positioned to detect the intensity ofthe first portion ofthe scattered light.
  • the detector 50 is mounted in the wall ofthe sphere 30.
  • Conventional integrating spheres typically employ a baffle to shield the detector from light scattered off the surface directly into the detector
  • the present invention eliminates the need for such a baffle by positioning the first detector within the integrating sphere such that the angle ( ⁇ D ) between the specular beam 22 and the line between the sampling aperture and the first detector is greater than ⁇ ,
  • a second detector 52 is positioned to detect the intensity ofthe second portion ofthe scattered light
  • the second detector 52 is positioned relative to the focusing mirror 40 such that the second portion ofthe scattered light is reflected into the second detector 52
  • the focusing mirror 40 is configured to focus the second portion ofthe scattered light within the field of view of the second detector 52.
  • a specular detector 54 is positioned to detect the intensity ofthe specular beam 22 after it passes through the second optical integrating device.
  • the specular detector 54 must be positioned such that its field of view encompasses all ofthe specular beam 22
  • the specular detector 54 should be a "low scatter" detector to prevent it from being a source of stray light.
  • the detectors 50, 52, and 54 may include any detector known for such a use, including commercially available silicon photo diodes
  • a principal source of "secondary" stray light is the hardware and mounting apparatus associated with all portions ofthe system 10 outside the sphere 30
  • the generation of such secondary stray light can be substantially eliminated by ensuring that the exterior surfaces are made out of, or coated with, a material which is light absorbing at the wavelength ofthe incident beam 16.
  • the stand-off distance ofthe sphere from the surface 12 and the geometry and alignment ofthe system must be carefully controlled At high incident angles, a minor variation in the standoff distance ofthe sphere from the surface will result in a large change in the position ofthe reflected specular beam 22 with respect to the output aperture 36 If the change of position ofthe specular beam 22 is too great, it will no longer be aligned with the output aperture 36, thereby causing it to hit the interior ofthe sphere 30. Obviously, this would result in catastrophic failure ofthe system
  • the system 10 be configured so that the incident angle ( ⁇ ,) ofthe beam oflight is less than about 10 degrees, the first scatter angle ( ⁇ ,) is greater than about 45 degrees, the second scatter angle ( ⁇ 2 ) and the third scatter angle ( ⁇ 3 ) are equal and are less than about 20 degrees, and the fourth scatter angle ( ⁇ 4 ) is also less than about 20 degrees.
  • the incident angle ( ⁇ ,) is about five degrees
  • the first scatter angle ( ⁇ ,) is about 45 degrees
  • the second scatter angle ( ⁇ 2 ) and the third scatter angle ( ⁇ 3 ) are equal and are about six degrees
  • the fourth scatter angle ( ⁇ 4 ) is about one degree.
  • the system 10 may restrict the selection of spatial frequencies (and their corresponding scatter angles) over which the system may operate. For example, care must be taken to ensure that hardware associated with the light source 14 and the source optics 18 does not interfere with the collection path ofthe mirror 40
  • the radius ofthe perimeter of the sampling aperture should be as large as possible to facilitate access to the surface 12
  • the interior surface area ofthe sphere is correspondingly decreased. Decreasing the interior surface area ofthe sphere causes a deterioration in the light collection efficiency ofthe sphere.
  • the preferred radius (r s ) ofthe sampling aperture 34 is determined as a function ofthe first scatter angle ( ⁇ ,).
  • the radius ofthe perimeter ofthe sampling aperture (r s ) is approximately equal to ⁇ (tan ⁇ ,), where h is the distance from the sur ⁇ face 12 to the interior surface ofthe hollow sphere 30 at the sampling aperture along the line 20 normal to the surface 12 ( Figure 2).
  • the radius ofthe perimeter ofthe output aperture ofthe hollow sphere (r 0 ) is determined as a function ofthe second scatter angle ( ⁇ 2 )
  • the radius ofthe perimeter ofthe output aperture ofthe hollow sphere (r G ) is equal to 2R 5 tan ⁇ 2
  • the preferred radius ofthe perimeter ofthe input aperture 32 ofthe hollow sphere (r,) is defined by the following relationship
  • a is the distance along the beam oflight 16 from the source optics 18 to the input aperture 32 ofthe hollow sphere 30 and b is the distance along the path ofthe specular beam 22 from the output aperture 36 ofthe holiow sphere 30 to the focusing mirror 40.
  • the system is configured such that a and b are equal. If the beam oflight is a laser beam, K is chosen to be greater than or equal to 72.5.
  • the output aperture ofthe mirror 40 should be sized as small as possible while allowing all ofthe specular beam 22 to pass through the mirror 40
  • the radius ofthe perimeter ofthe output aperture ofthe focusing mirror (r 2 ,) in this preferred embodiment is approximately equal to (tan ⁇ (3> + 2R S ).
  • the radius ofthe perimeter ofthe output aperture ofthe focusing mirror (r 2 ,) may be defined by the following relationship:
  • the integrating sphere 30 has an interior surface 60 which includes an absorption region 62 surrounding the sampling aperture 34
  • the absorption region 62 is formed by coating the region with a coating which absorbs light at the wavelength ofthe light source ( ⁇ )
  • the wavelength ofthe light source
  • One such presently preferred coating is magnesium fluoride, generally referred to as "black glass"
  • black glass the coating which absorbs light at the wavelength ofthe light source
  • That portion ofthe interior surface 60 ofthe sphere which lies outside the abso ⁇ tion region 62 comprises a reflective region 64
  • the reflective region is configured to reflect light at the wavelength ofthe light source and may comprise any of those reflective materials known to those of skill in the art of integrating spheres
  • the materials utilized on the interior surface 60 are selected such that the reflectance ofthe abso ⁇ tion region 62 is less than the reflectance ofthe reflective region 64 at the wavelength ofthe light source
  • the reflectance ofthe absorption region 62 will generally be less than about 10 percent with the reflectance ofthe reflective region 64 being greater than about 90 percent It is preferred, however, that the reflectance ofthe abso ⁇ tion region 62 be less than about 5 percent and the reflectance ofthe reflective region 64 be greater than about 95 percent In one presently preferred embodiment ofthe invention, the absorption region 62 has a reflectance of about 2 percent and the reflective region 64 has a reflectance of about 99 1 percent
  • One presently preferred material for use as the reflective region 64 is that sold under the SPECTRALON trade name by Labsphere, Inc of New Hampshire, U S A
  • One presently preferred coating for use in forming the abso ⁇ tion region 132 is black glass
  • the pu ⁇ ose ofthe absorption region is to absorb the stray light generated by the source optics 18 which enters the sphere
  • the abso ⁇ tion region 62 should be configured to cover that portion ofthe source optics 18 which is imaged on the interior surface ofthe sphere through the input aperture 32
  • the absorption region should be kept as closely as possible to this ideal size, as making it any larger will result in undue amounts of scattered light being absorbed
  • the source optics 18 are centered on the input aperture 32 and are configured to produce a beam 16 with a circular cross section Accordingly, the absorption region 62 ofthe interior surface 60 has a circular outside diameter and is positioned concentric with the sampling aperture 34
  • the focusing mirror 40 and the second detector 52 are preferably positioned such that the outside diameter ofthe absorption region 62 is imaged at the maxi ⁇ mum field of view ofthe second detector 52, thereby minimizing the amount of stray light which may enter the second detector 52
  • ⁇ ,, ⁇ 2 , ⁇ 3 , and ⁇ 4 are selected such that the following relationship is satisfied sin ⁇ 3 -sin ⁇ ( sin ⁇ , -sin ⁇
  • the system may be configured such that ⁇ 2 equals ⁇ 3
  • the system 10 of Figure 1 may be utilized to characterize a surface, such as the surface 12, by measuring the total integrated scatter ofthe surface 12 over two bands of spatial frequencies, with the first band ranging from/, to/ 2 and the second band ranging from / 3 to/ 4
  • the system 10 is positioned a predetermined distance above a surface 12 and the light source 14 activated to direct the incident beam 16 onto the surface 12
  • the light scattered off the surface between the first scatter angle ( ⁇ ,) and the second scatter angle ( ⁇ J is retained within the sphere 30 and its intensity is detected by the detector
  • the signals from the detectors are processed in accordance with standard signal processing techniques well known in the art They are amplified, filtered, and processed by an analog-to-digital converter before being processed by a microprocessor
  • One of skill in the art will readily appreciate how to process the signals to produce output data in a variety of useful forms
  • the power detected by the detector 50 is the total integrated scatter over the first band of spatial frequencies, or 77S
  • the power detected by the second detector 52 is the total integrated scatter over the second band of spatial frequencies, or 77S 2
  • TIS i and 77S 2 known, the spectral integrated scatter (SIS) function may now be approximated. This is accomplished by making the assumption that the SIS function is linear in log-log space. With this assumption, the SIS function is then determined by finding the slope ofthe SIS function when plotting spatial frequency versus total integrated scatter over each band on a log-log scale. The slope (n) ofthe SIS function is approximated as:
  • the total integrated scatter of the surface over any set of desired spatial frequency limits may be determined. This is generally done to facilitate comparison of data generated by another measurement system based on an integrating device, but being configured to measure over different spatial frequency limits.
  • the effective total integrated scatter (TIS eff ) ofthe surface 12 over a range of spatial frequencies from/ ⁇ to ⁇ which, for example, corresponds to the spatial frequency range measured by another instrument is determined by the following equation.
  • the effective RMS roughness ( ⁇ ) can then be determined according to the standard RMS roughness equation: ⁇ ⁇ eff 4 ⁇ cos ⁇ J v TM * eff
  • the equation for determining RMS roughness may be reduced to
  • the roughness of a surface measured with the system of the present invention can be easily compared to the roughness of a surface measured with a different system.
  • a system 100 for measuring the total integrated scatter of a surface 102 includes a light source 104 capable of producing a beam of light at a known wavelength range
  • the light source is a laser source producing light at a known wavelength ( ⁇ )
  • the light source is a laser diode producing a laser beam having a wavelength of 0 670 microns
  • the light source 104 may include any of those light sources known for use in an integrating sphere measurement system
  • Conventional source optics 106 are provided for directing the beam of light generated by the source 104
  • the system 100 further includes a hollow sphere 1 10 having a radius (R s ) A radius (R s ) of about one to about three inches would be typical
  • the sphere 110 is configured with an input aperture 1 12, a sampling aperture 1 14, and an output aperture 1 16 Each ofthe apertures is configured with a circular perimeter.
  • the light source 104, source optics 106, and sphere 1 10 are positioned relative to each other such that an incident beam 120 may be directed through the input aperture 1 12, through the sampling aperture 1 14, and onto the surface 102 and such that a specular beam 122 is reflected off the surface and is directed out ofthe sphere through the output aperture 116. Scattered light 124 reflected off the surface will enter the sphere 1 10 through the sampling aperture 1 14 and be retained within the sphere
  • a detector 126 is positioned within the sphere 1 10 to detect the intensity of scattered light 124 within the sphere
  • a specular detector 128 is positioned outside the sphere for detecting the intensity ofthe reflected specular beam 122
  • the specular detector 128 is preferably a "low scatter" detector, thereby reducing the generation of stray light Detectors 126, 128 may include any of those detectors known for use with such systems, presently preferred detectors include commercially available silicon photo diodes
  • the integrating sphere 1 10 in the measurement system of Figure 4 has an interior surface 130 which includes an absorption region 132 surrounding the sampling aperture 1 14 with the remainder ofthe interior surface 130 comprising a reflective region 134
  • the reflective region 134 is configured to reflect light at the wavelength ofthe light source and may be made of any of those reflective materials known to those of skill in the art of integrating spheres One such material is that sold under the SPECTRALON trade name by Labsphere, Inc. of New Hampshire, U S A One presently preferred coating for use in
  • the interior surface 130 is prepared such that the reflectance ofthe abso ⁇ tion region 132 is less than the reflectance ofthe reflective region 134 at the wavelength
  • the reflectance ofthe absorption region 132 will generally be less than about 10 percent with the reflectance ofthe reflective region 134 being greater than about 90 percent It is preferred, however, that the reflectance ofthe absorption region 132 be less than about 5 percent and the reflectance ofthe reflective region 134 be greater than about 95 percent In this presently preferred embodiment, the abso ⁇ tion region 132 has a reflectance of about 2 percent and the reflective region 134 has a reflectance of about 99 1 percent
  • the source optics 106 are preferably configured to focus the specular beam 122 at the output aperture 1 16 ofthe hollow sphere
  • the source optics are additionally configured such that the incident beam 120 has a circular cross section with a radius (r,) as it leaves the source optics.
  • the radius (r,) ofthe input aperture 1 12 is preferably sized such that the following relationship is satisfied
  • K may be assumed to be greater than or equal to J2 5
  • the abso ⁇ tion region 132 is preferably configured with a circular perimeter and sized with a radius (r ho ) which satisfies the following relationship
  • the use of a baffle to shield the scatter detector may be avoided by positioning the scatter detector 126 within the integrating sphere such that the angle ( ⁇ D ) between the specular beam 122 and the hne 142 between the sampling aperture 114 and the scatter detector 126 is greater than ⁇ max , where ⁇ max equals where h is the distance from the surface 102 to the interior surface ofthe hollow sphere at the sampling aperture 1 14 along the line 140 normal to the surface (compare Figure
  • the system 100 is positioned a predetermined distance from a surface 102 to be inspected
  • the light source 104 is activated to direct a beam oflight into the source optics 106.
  • the incident beam 120 is directed through the input aperture 1 12 and into the sphere 1 10
  • the incident beam exits the sphere at the sampling aperture 1 14 and reflects off the surface 102 creating the specular beam 122 and scattered light 124
  • the specular beam 122 passes through the sampling aperture 1 14, through the out- put aperture 116, and into the specular detector 128 which measures its power
  • the scattered light 124 remains within the sphere 1 10 and is measured by the scatter detector 126
  • the total integrated scatter (TIS) ofthe surface can then be determined by dividing the power ofthe specular beam 122, as measured by the specular detector 128, into the power of the scattered light 124, as measured by the scatter detector 126
  • the RMS roughness ofthe surface 102 can then be determined according to methods well known to one of ordinary skill in the art As the light passes through the source optics 106, stray light is generated In conventional integrating sphere measurement systems, much ofthe stray light which is introduced into the sphere is measured by the scatter detector, thereby causing errors in the 77S measurement Such stray light results in what is generally referred to as "optical noise" in the measurements generated by the scatter detector Hence, any reduction ofthe optical noise floor will improve the efficiency ofthe system
  • the source optics behave as a scatter source of stray light with a spot size equal to the diameter ofthe incident beam at the lens
  • the stray light emanates from the source optics in all directions
  • the size ofthe incident stray light cone 150 at the sampling aperture 1 14 is approximately the same size as the abso ⁇ tion region 132
  • the stray light hits the interior surface 130 ofthe sphere, instead of reflecting into the sphere, it is absorbed by the abso ⁇ tion region 132
  • the present invention enables the reflected stray light cone to be reduced from that illustrated in the phantom lines at 152 to the cone 154 which results from specular reflection off the surface 102.
  • the stray light cone 154 generated from stray light reflected off the surface all exits the sphere through the output aperture 1 16 Hence, virtually no stray light enters the scatter detector 126
  • the ability to eliminate substantially all ofthe stray light from the integrating sphere results in a substantial increase in the measurement accuracy ofthe system, enabling roughness measurements down to the one Angstrom level to be achieved While a small amount of "secondary" stray light will be present when operating the system, this can substantially reduced by ensuring that all system components outside ofthe sphere 110 are made of, or coated with, a material which absorbs light at the wavelength of the incident beam 120
  • the signals from the detectors are processed in accordance with standard signal processing techniques well known in the art They are amplified, filtered, and processed by an analog-to-digital converter before being processed by a microprocessor
  • One of skill in the art will readily appreciate how to process the signals to produce output data in a variety of useful forms. It should be appreciated that the apparatus and methods ofthe present invention are capable of being incorporated in the form ofa variety of embodiments, only a few of which have been illustrated and described above The invention may be embodied in other forms without departing from its spirit or essential characteristics The described embodiments are to be considered in all respects only as illustrative and not restrictive and the scope ofthe invention is, therefore, indicated by the appended claims rather than by the foregoing description. All changes which come within the meaning and range of equivalency ofthe claims are to be embraced within their scope

Abstract

A system (10) and method for characterizing a surface are disclosed. The system (10) includes a light source (14) and source optics (18) which direct a beam of light (16) toward the surface (12). A first optical integrating device (30) is positioned and configured to receive a first portion of the scattered light (24) which corresponds to a first range of spatial frequencies. A second optical integrating device (40) is positioned and configured to receive a second portion of the scattered light corresponding to a second range of spatial frequencies. In one embodiment, an intergrating sphere is employed as the first optical integrating device. The sphere includes a sampling aperture (34) which is surrounded by a light absorption region (62) on the interior of the sphere. Total integrated scatter data is generated for each range of spatial frequencies and is used to approximate the spectral scatter function of the surface. RMS roughness is then approximated for any range of spatial frequencies.

Description

METHODS AND APPARATUS FOR CHARACTERIZING A SURFACE
BACKGROUND
1. The Field ofthe Invention
The present invention is related to optical methods and apparatus for the non-contact inspection and characterization ofa surface More particularly, the present invention is related to methods and apparatus for approximating the "spectral integrated scatter" function of a surface, thereby permitting the total integrated scatter ofthe surface over any desired spatial frequency limits to be determined
2 Technical Background The ability to accurately measure physical properties of a surface is important in a variety of applications. Such physical properties include roughness, texture, waviness, and information relating to the profile ofthe surface The measure of such physical properties is generally referred to as "characterizing" a surface
For example, in the field of computer hardware, it is preferable that computer hard disks be manufactured with a known roughness, generally referred to as "texture" by that industry As a quality control measure, hard disk manufacturers desire a measurement device which would permit them to quickly and easily measure surface roughness as precisely as possible Current technology trends are moving toward surface texture levels requiring surface measurement down to about the 10 Angstrom level It would be preferable if surface roughness could be measured to within 1 Angstrom or less
Other applications where precise roughness measurements are desirable include the computer chip wafer industry In manufacturing chip wafers, it is desirable that the front surface ofthe wafer be as smooth as possible and that the back side ofthe wafer is finished to a known roughness Also, the optical industry, particularly mirror manufacturers, desires high-precision measurement devices to gauge the quality ofthe surfaces of their optics Such optics are typically employed in imaging systems such as those utilized in telescopes and satellites Some surface characterization instruments operate by contacting the surface A profilometer is an example of such a device. A profilometer operates by dragging a stylus across a surface The stylus is physically connected to a recorder which traces the profile of the surface. Mathematical analysis ofthe profile may be conducted to determine physical properties ofthe surface
For many applications, such contact-based instruments and methods are unacceptable because ofthe risk of contamination or other damage to the surface Additionally, they are extremely slow and do not provide sufficient resolution to be effective for use in many appli¬ cations Thus, there exists a great need for noncontact surface characterization devices and methods.
Surface inspection devices based on optics have generally proved to be the most effective at noncontact surface characterization Such optical devices typically operate by directing a beam oflight at the surface and measuring the amount and direction of nonspecular light scattered off the surface Through the analysis of such data, much information regarding the character ofthe surface can be ascertained
One such noncontact, optical-based device is the scatterometer To measure roughness, for example, the scatterometer measures the scatter intensity ofthe scattered light at every scatter angle in a selected plane This information can then be used to generate the
"power spectral density" function for that plane The power spectral density function illustrates the distribution ofthe power scattered by each spatial frequency The roughness of the surface can then be approximated by integrating the power spectral density function
One disadvantage to the use of such scatterometers is that because the scatterometer measures only one plane ofthe scatter hemisphere, only a small portion ofthe total information about the surface is obtained If the surface is isotropic, such methods are generally accurate For isotropic surfaces, the total roughness is determined by performing three-dimensional integration on the power spectral density function However, if the surface is nonisotropic, such as surfaces having a "lay" to them or randomly rough surfaces, a scat- terometer may produce grossly inaccurate results
One method for characterizing nonisotropic surfaces is to measure the scatter intensity at every point in the scatter hemisphere The sample data can then be manually integrated to determine the roughness. Such a method can be performed with an "out-of-plane" scatterometer This method is extremely time consuming and is therefore not practical for most applications which require rapid inspection and analysis In an attempt to make scatter measurement more efficient and versatile, it has been noted that plotting the power spectral density versus the spatial frequency on a log-log plot will generally result in a straight-line curve Thus, by obtaining two representative points on this line, the curve can be approximated. By integrating this function over selected spatial fre- quency limits, surface roughness can be determined
One difficulty with this process is that the power spectral density data is two dimensional; thus, the process only works well for isotropic surfaces Additionally, because of the limitations on the physical size ofthe detector, the representative points used to generate the curve are close together. Hence, any noise in the data could substantially decrease the accuracy of the fit ofthe curve.
Measuring additional data points to improve the fit ofthe curve becomes difficult because ofthe complexity ofthe necessary instrumentation Additionally, the math to include additional data points becomes unduly complicated. Also, the inclusion of more data points still does not account for nonisotropic variations in the surface Thus, attempting to add additional data points to improve the curve fit is not viable for many applications
The prior art method which is currently preferred for characterizing nonisotropic surfaces is the "total integrated scatter" method. According to this generally accepted method, an optical integrating device, such as a hollow sphere, generally referred to as an "integrating sphere," is placed over the surface ofthe sample The integrating sphere has an input aperture through which a beam of light may be directed into the device A sampling aperture on the other end ofthe sphere permits the light to be directed onto the surface and allows light scattered off the surface to enter the sphere An output aperture is also configured into the sphere for permitting the reflected specular beam to exit the sphere Thus, the light scattered off the surface remains within the sphere and its intensity can be measured with a detector Advantageously, this method measures all ofthe scattered light regardless of variations in the surface
Because the integrating sphere captures all ofthe scattered light, it performs a physical integration ofthe power spectral density function. Because the integration is performed directly by the sphere, some specific information about the power spectral density function is not obtained For example, information regarding the slope of the function is not obtained Additionally, when using an integrating sphere, the limits of integration are set by the physical configuration ofthe sphere and cannot be changed without changing the physical con¬ figuration ofthe sphere. Also, because of physical limitations on the size and configuration of the sphere and on how the sphere may be positioned with respect to the sample, some limits of integration may not be obtainable.
Other problems associated with integrating spheres include the difficulty of preventing stray light from entering the sphere while containing all ofthe scattered light within the sphere. A principal source of stray light is the optics in the light source. Although the source optics focus the main beam, the optics also act as a scatter source. By reducing the size ofthe input aperture ofthe sphere, much stray light can be blocked from entering the sphere. If, however, the size ofthe input aperture is too small, it will clip the main beam and cause diffraction ofthe main beam into the sphere, thereby intro¬ ducing more stray light into the sphere. Thus, the input aperture must be sized larger than the main beam, thereby allowing some stray light to enter the sphere. Another method of reducing stray light within the sphere is to increase the distance between the source optics and the input aperture. This decreases the effective size ofthe input aperture from the perspective ofthe source optics. Of course, making the instrument too large is not desirable. Thus, there are physical and practical limitations on the extent to which the distance between the source optics and the input aperture can be maximized The size ofthe output aperture also affects the amount of stray light contained within the sphere. The stray light introduced by the source optics is concentrated in the region sur¬ rounding the main beam. Thus, by increasing the size of the output aperture, much of this stray light will exit the sphere and therefore not be measured. However, much ofthe light scattered off the surface is also concentrated around the area ofthe main beam. Hence, increasing the size ofthe output aperture permits more scattered light to exit the sphere, thereby decreasing sensitivity ofthe instrument.
Additionally, the range of spatial frequencies over which the sphere integrates is determined in part by the size ofthe output aperture. If the size ofthe output aperture can be kept to a minimum, the range of spatial frequencies over which the sphere may integrate is increased. For some applications, it is necessary to compare data obtained from different integrating devices. Because integrating devices frequently operate over different limits of integration (i.e., over different spatial frequency ranges), meaningful comparison of data obtained from different integrating devices is often impossible. From the foregoing, it will be appreciated that it would be an advancement in the art to provide improved noncontact methods and apparatus for characterizing a surface Indeed, it would be an advancement if such methods and apparatus could produce accurate results for nonisotropic surfaces.
It would be a further advancement in the art to provide an improved integrating sphere which would be small, convenient to use, and which could accomplish rapid inspection and analysis. It would also be an advancement in the art if such an integrating sphere could mini¬ mize stray light while maximizing the amount of scattered light measured by the sphere
It would be a substantial improvement in the art if such an integrating sphere could be used to obtain the total integrated scatter for a surface over any desired spatial frequency limits, thereby permitting a variety of physical properties ofthe surface to be characterized and allowing comparison with data obtained from other integrating spheres.
Such methods and apparatus are disclosed and claimed herein
BRIEF SUMMARY AND OBJECTS OF THE INVENTION The present invention is directed to novel apparatus and methods for approximating the total integrated scatter ofa surface. In accordance with one method ofthe present invention, a plurality of bands of spatial frequencies is selected with each band having an upper and a lower limit. This is preferably done by selecting two bands of spatial frequencies with the first band having an upper limit ( ",) and a lower limit (f2) and the second band having an upper limit ( j) and a lower limit ( " 4). In one preferred method,/,,/2,/3, and/4 are selected such that the following relationship is satisfied. ά
JA Jl
Preferably, /2 and/3 are selected such that/2 equals/3.
A beam oflight having a known wavelength is directed onto the surface at a known incident angle with respect to the surface. The total scatter of light corresponding to each of the selected bands of spatial frequencies is then collected This is preferably accomplished by using optical integrating devices, such as integrating spheres, lenses, or mirrors
The total integrated scatter of each ofthe selected bands of spatial frequencies is measured by detecting the intensity ofthe collected light The total integrated scatter data and the upper and lower limits of spatial frequency for each ofthe selected bands are used to approximate the "spectral integrated scatter" function, a three-dimensional function rep¬ resentative ofthe integrated power spectral density function With the spectral integrated scatter function known, the total integrated scatter ofthe surface over any set of spatial frequency limits may be determined In accordance with an alternative method ofthe present invention, the information derived from the method described above is utilized to characterize the surface With the total integrated scatter determined for any set of desired spatial frequency limits, physical properties ofthe surface may be characterized Such physical properties include RMS roughness, sometimes referred to as texture, waviness, representative profile, or haze In accordance with this alternative method, the RMS roughness (σ) ofthe surface may be ascertained for a surface having a roughness less than the wavelength ofthe beam oflight (λ) by solving the following equation λ σ TIS eff 4πcosθ; V eff ' where TIS is the total integrated scatter over desired spatial frequency limits and θ, is the incident angle ofthe beam oflight with respect to the normal ofthe surface In accordance with one preferred method, the beam oflight is directed onto the surface at an incident angle (θ,) less than about 10 degrees with respect to the normal ofthe surface The RMS roughness (a) for a surface whose roughness is less than the wavelength of the beam oflight (λ) may then be determined according to the following equation σ = — TΪS 4π
One preferred apparatus for practicing the present invention includes a system for characterizing a surface by approximating the spectral integrated scatter function ofthe surface over the entire range of spatial frequencies This system includes a light source capable of producing a beam oflight at a predetermined wavelength (λ) In a presently prefer¬ red system, the light source generates a laser beam
Positioned adjacent the light source are source optics for directing the beam oflight toward the surface at an incident angle (θ,) with respect to the normal ofthe surface The beam oflight may then reflect off the surface to thereby create a reflected specular beam and scattered light
A first optical integrating device is positioned and configured to receive a first portion ofthe scattered light while permitting a second portion of scatter light to pass through The first optical integrating device may be a sphere, a mirror, a lens, or other optical integrating device modified in accordance with the teachings ofthe present invention In a presently preferred embodiment, the first optical integrating device is a hollow sphere
The sphere is configured with an input aperture, a sampling aperture, and an output aperture The light source, source optics, and sphere are positioned such that the beam of light may be directed through the input aperture, through the sampling aperture, and onto the surface, and such that the second portion ofthe scattered light and the specular beam are directed out ofthe sphere through the output aperture.
The first optical integrating device is configured such that the first portion ofthe scattered light received by the first optical integrating device extends from a first scatter angle (θj) to a second scatter angle (θ2) and such that the second portion ofthe scattered light which passes through the first optical integrating device extends from a third scatter angle (θ3) to a fourth scatter angle (θ4) It is presently preferred that the scatter angles (Θ be selected to correspond to predetermined spatial frequencies f/J ofthe surface such that the following relationship is satisfied: θ„ = sin'^sinθ, -f„λ) Thus, the scatter angles are measured from the direction ofthe reflected specular beam. A second optical integrating device is positioned and configured to receive the second portion ofthe scattered light Additionally, the second optical integrating device is configured to permit the specular beam to pass through the second optical integrating device Like the first optical integrating device, the second optical integrating device may include an integrating sphere, a mirror, a lens, or other devices capable of suitable configuration The second optical integrating device preferably comprises a focusing mirror configured with an output aperture through which the specular beam may pass The source optics are configured such that the specular beam is positioned within the output aperture ofthe focusing mirror. Preferably, however, the source optics focus the specular beam at the output aperture ofthe focusing mirror.
The apparatus ofthe present invention also includes a first detector positioned to detect the intensity ofthe first portion ofthe scattered light. In the preferred embodiment in which an integrating sphere is employed, the detector is mounted in the wall of the sphere. A second detector is positioned to detect the intensity ofthe second portion ofthe scattered light. In the preferred embodiment, the focusing mirror is positioned to receive and reflect the second portion ofthe scattered light into the second detector. Finally, a specular detector is positioned to detect the intensity ofthe specular beam after it passes through the second optical integrating device.
Typical prior art integrating spheres employ a baffle to shield the detector from light scattered off the surface directly into the detector. Advantageously, the present invention eliminates the need for such a baffle by positioning the first detector within the integrating sphere such that the angle (ΘD) between the normal ofthe surface and the line between the sampling aperture and the first detector is greater than θ,.
In accordance with one presently preferred embodiment ofthe invention, the input aperture of the hollow sphere has a circular perimeter with a radius (r,), the sampling aperture ofthe hollow sphere has a circular perimeter with a radius (rs), the output aperture ofthe hollow sphere has a circular perimeter with a radius (r0), the focusing mirror has a circular perimeter with a radius (r2D), and the output aperture ofthe focusing mirror has a circular perimeter with a radius (r2l).
In a preferred embodiment, the system ofthe present invention is configured so that the incident angle ofthe beam oflight (θ,) is less than about 10 degrees, the first scatter angle (θ,) is greater than about 45 degrees, the second scatter angle (θ2) and the third scatter angle
3) are equal and are less than about 20 degrees, and the fourth scatter angle (θ4) is also less than about 20 degrees.
The radius ofthe perimeter of the sampling aperture (ry) is determined as a function of the first scatter angle (θ,), thereby defining one ofthe limits ofthe first band of spatial frequencies. The radius ofthe perimeter ofthe output aperture ofthe hollow sphere (r0) is similarly determined as a function ofthe second scatter angle (θ2), thereby defining the other limit ofthe first band of spatial frequencies
The output aperture ofthe mirror should be sized as small as possible while allowing the entire specular beam to pass through the mirror. The mirror should be configured to receive the scattered light corresponding to the second band of spatial frequencies For a system designed such that/2 is equal to/3 (i.e., θ2 = θ3), the focusing mirror must be sized large enough to capture all ofthe light reflected off the surface which passes through the output aperture ofthe sphere.
It has been found that the performance ofthe system ofthe present invention can be substantially increased by configuring the interior surface ofthe first optical integrating device with an absoφtion region surrounding the sampling aperture This absorption region is preferably formed by coating the region with black glass or another coating which absorbs light at the wavelength ofthe light source The remaining portion ofthe interior surface ofthe sphere which is outside the absoφtion region comprises a reflective region, such as those which are common to integrating spheres Importantly, the reflectance ofthe absoφtion region is less than the reflectance ofthe reflective region at the wavelength ofthe light source It is presently preferred that the absoφtion region ofthe interior surface ofthe sphere has a circular perimeter and is positioned concentric with the sampling aperture The focusing mirror and the second detector are preferably positioned such that the outside diameter ofthe absoφtion region is imaged at the maximum field of view ofthe second detector
In such a system, it is preferred that the source optics be positioned to direct the incident beam at the surface at an incident angle (θ,) which is less than about 10 degrees Also, it is presently preferred to configure the system such that the second scatter angle (θ2) is equal to the third scatter angle (θ3) and is less than about 20 degrees and such that the fourth scatter angle (θ4) is less than about 20 degrees
In accordance with a further aspect ofthe present invention, an improved device for measuring the total integrated scatter of a surface is disclosed The device is used to measure total integrated scatter between two spatial frequencies Thus, it may be used alone, as is commonly known in the art of integrating spheres, or it may be used in combination with other integrating devices in accordance with the teachings of other aspects ofthe present invention The device includes a light source capable of producing a beam of light at a known wavelength range Preferably the light source is a laser source producing light at a known wavelength (λ) Source optics are provided for directing the incident beam of light toward the surface at an incident angle θ,. The device is configured to measure scattered light between a first scatter angle (θ,) and a second scatter angle (θ2), where the scatter angles are related to spatial frequencies by θ„ = sin"'(sinθ, -/„λ)
The device further includes a hollow sphere which is configured with an input aperture, a sampling aperture, and an output aperture Each of these apertures is configured with a circular perimeter The light source, source optics, and sphere are positioned relative to each other such that the incident beam may be directed through the input aperture, through the sampling aperture, and onto the surface and such that the specular beam reflected off the surface is directed out ofthe sphere through the output aperture A detector is positioned within the sphere to detect the intensity of scattered light within the sphere A specular detector is positioned outside the sphere such that it can detect the intensity ofthe reflected specular beam
As with embodiments ofthe present invention disclosed above, the hollow sphere is an optical integrating device having an interior surface which includes an absorption region sur¬ rounding the sampling aperture. The absorption region is preferably formed by coating the region with black glass or other coating which absorbs light at the wavelength ofthe light source The remaining portion ofthe interior surface ofthe sphere which is outside the absoφtion region comprises a reflective region Importantly, the reflectance ofthe absoφtion region is less than the reflectance ofthe reflective region at the wavelength ofthe light source
The source optics are preferably configured to focus the specular beam at the output aperture ofthe hollow sphere, thereby reducing the amount of stray light and enabling the sizes of all apertures to be kept to a minimum.
The absoφtion region is preferably configured with a circular perimeter and is sized such that stray light generated by the source optics which enters the sphere through the input aperture will be imaged on the absoφtion region The output aperture should be sized to permit all stray light which is specularly reflected off the surface to exit the sphere Thus, virtually none ofthe stray light entering the sphere will be detected by the scatter detector It will either be absorbed by the absoφtion region or exit the sphere through the output aperture Finally, in this embodiment ofthe present invention, the baffle to shield the scatter detector may be eliminated by positioning the scatter detector within the integrating sphere such that the angle (ΘD) between the specular beam and the line between the sampling aperture and the detector is greater than θ, Thus, it is an object ofthe present invention to provide improved methods and apparatus for the noncontact characterization of surfaces
These and other objects and advantages ofthe present invention will become more fully apparent by examination ofthe following description ofthe preferred embodiments and the accompanying drawings
BRIEF DESCRIPTION OF THE DRAWINGS
A more particular description ofthe invention briefly described above will be rendered by reference to the appended drawings. Understanding that these drawings only provide infor¬ mation concerning typical embodiments ofthe invention and are not therefore to be considered limiting of its scope, the invention will be described and explained with additional specificity and detail through the use ofthe accompanying drawings, in which
Figure 1 is a schematic view of one preferred embodiment of an apparatus ofthe present invention with the integrating sphere illustrated in cross section,
Figure 2 is a cross-sectional view ofa portion ofthe apparatus of Figure 1, Figure 3 is a cross-sectional view taken along line 3-3 of Figure 1 , Figure 4 is a schematic view of an alternative embodiment ofthe apparatus ofthe present invention with the integrating sphere illustrated in cross section, and Figure 5 is a cross-sectional view taken along line of Figure 4
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS The present invention is directed to novel apparatus and methods for use in measuring the total integrated scatter ofa surface. In accordance with one method ofthe present invention, the total integrated scatter ofa surface is approximated for any set of spatial frequency limits This is accomplished by determining the three-dimensional power spectral density function, referred to herein as the "spectral integrated scatter" function Because the three-dimensional power spectral density function is representative ofthe entire hemisphere of scatter off a surface, it provides information for isotropic and nonisotropic surfaces whose roughness is less than the wavelength of light used to characterize the surface With the three- dimensional power spectral density function known, the total integrated scatter over any set of spatial frequency limits can readily be determined. This method may be used to compare data from other integrating devices which operate over different spatial frequency limits.
The three-dimensional power spectral density function is determined by selecting a plurality of bands of spatial frequencies. In a presently preferred method, only two bands of spatial frequencies are selected because with data from two bands, the three-dimensional power spectral density function can be accurately determined. The first band is defined by an upper limit (/",) and a lower limit (/2) Similarly, the second band is defined by an upper limit
( " 3) and a lower limit (f4).
A beam oflight having a known wavelength (λ) is directed onto the surface at a known incident angle (θ,) with respect to the normal ofthe surface The total scatter oflight, or "total integrated scatter," corresponding to each ofthe selected bands of spatial frequencies is then collected. This is preferably accomplished by using optical integrating devices, such as integrating spheres, lenses, or mirrors
The boundaries of the bands of spatial frequencies are determined by the physical configuration ofthe apparatus utilized in collecting the scatter Preferably, the bands are selected and the apparatus correspondingly configured such that the following relationship is satisfied:
l and such that/2 equals ,. Additionally, it is presently preferred that/, be maximized and/4 be minimized, thereby making the boundaries as wide as possible For small incident angles, such as incident angles less than about 10 degrees, the maximum theoretical value of/, is approx¬ imately equal to (sinθ,)/λ, where λ is the wavelength ofthe incident beam of light Hence, it is desirable that/, be as close as possible to this theoretical limit
The total integrated scatter of each ofthe selected bands of spatial frequencies is measured by collecting scattered light with the integrating devices over a range of scatter angles (θ„) which corresponds to the spatial frequency band It is presently preferred that the scatter angles (Θ be selected to correspond to predetermined spatial frequencies (/"„) ofthe surface such that the following relationship is satisfied Θ„ = sin"l(sinθ, -f„λ) Thus, by calculating the scatter angles which correspond to the limits ofthe spatial frequency band sought to be measured, a system may be configured to collect the scattered light over that range of scatter angles The total integrated scatter over the selected range of scatter angles may then be measured. The total integrated scatter data and the upper and lower limits of spatial frequency for each ofthe selected bands are used to determine the spectral integrated scatter (SIS) function
As illustrated in Figure 1, one embodiment ofa surface characterization system built according to the teachings ofthe present invention is generally designated at 10 The system 10 includes a light source capable of producing a beam oflight at a predetermined wavelength
(λ) In the illustrated embodiment ofthe system 10, the light source is a laser source 14 which generates a laser beam 16 having a wavelength of 0 670 microns One such laser source is the model "TOLD9215" laser diode marketed by Toshiba
Positioned adjacent the laser source 14 are source optics 18 for directing the beam of light 16 toward the surface at an incident angle (θ() with respect to the normal 20 ofthe surface 12 In this embodiment, the laser and source optics produce an incident beam having a circular cross section The source optics may include any of those conventional optical configurations known to one of skill in the art When the beam of light 16 hits the surface 12, a specular beam 22 and scattered light 24 are reflected off the surface The system 10 further includes a first optical integrating device which is positioned and configured to receive a first portion ofthe scattered light while permitting a second portion of scattered light to pass through The first optical integrating device may be a sphere, a mirror, a lens, or any other optical integrating device modified in accordance with the teachings ofthe present invention In this preferred embodiment, the first optical integrating device is a hollow sphere 30 having a radius (Rs).
Such hollow spheres, generally referred to as "integrating spheres," are common in the art of optical measurement systems The interior surface ofthe sphere 30 is a reflective material having a reflectance greater than about 90 percent One presently preferred integrating sphere 30 is that sold by Labsphere, Inc of New Hampshire, U S A , as model "SRM-99" under the SPECTRALON trade name, in which the interior surface has a reflectance of about 99 1 percent The sphere 30 is configured with an input aperture 32, a sampling aperture 34, and an output aperture 36 The apertures 32, 34, and 36 each have a circular perimeter with radii r„ rs, and r0, respectively. The apertures are positioned within the sphere 30 and the sphere is positioned relative to the light source 14 such that the beam of light 16 may be directed through the input aperture 32, through the sampling aperture 34, and onto the surface 12, and such that the second portion ofthe scattered light and the specular beam 22 are directed out of the sphere 30 through the output aperture 36
The integrating sphere 30 is configured such that it captures the first portion of scattered light; that is, the scattered light extending from a first scatter angle (θ,) to a second scatter angle (θ2) The output aperture 36 is sized to permit the second portion ofthe scat¬ tered light, extending from a third scatter angle (θ3) to a fourth scatter angle (θ4), to exit the sphere 30. As illustrated in Figure 1 , the "scatter angle" is measured with respect to the specular beam 22.
The system 10 further includes a second optical integrating device which is positioned and configured to receive the second portion ofthe scattered light as it exits the sphere 30 through the output aperture 36 Like the first optical integrating device, the second optical integrating device may include an integrating sphere, a mirror, a lens, or other integrating device. In this embodiment, the second optical integrating device comprises a focusing mirror 40 configured with an output aperture 42 through which the specular beam 22 may pass The mirror 40 and the aperture 42 in the mirror each have a circular perimeter with radii r and r2„ respectively. The focusing mirror 40 is sized and positioned with respect to the sphere 30 such that it receives the scattered light extending from the third scatter angle (θ3) to the fourth scatter angle (θ4).
The source optics 18 are configured such that the specular beam 22 is positioned within the output aperture 42 ofthe focusing mirror 40 Preferably, however, the source optics 18 focus the specular beam 22 at the output aperture 42
The system 10 also includes a first detector 50 positioned to detect the intensity ofthe first portion ofthe scattered light. In this embodiment, the detector 50 is mounted in the wall ofthe sphere 30. Conventional integrating spheres typically employ a baffle to shield the detector from light scattered off the surface directly into the detector Advantageously, the present invention eliminates the need for such a baffle by positioning the first detector within the integrating sphere such that the angle (θD) between the specular beam 22 and the line between the sampling aperture and the first detector is greater than θ,
A second detector 52 is positioned to detect the intensity ofthe second portion ofthe scattered light The second detector 52 is positioned relative to the focusing mirror 40 such that the second portion ofthe scattered light is reflected into the second detector 52
Accordingly, the focusing mirror 40 is configured to focus the second portion ofthe scattered light within the field of view of the second detector 52.
Finally, a specular detector 54 is positioned to detect the intensity ofthe specular beam 22 after it passes through the second optical integrating device. The specular detector 54 must be positioned such that its field of view encompasses all ofthe specular beam 22 The specular detector 54 should be a "low scatter" detector to prevent it from being a source of stray light. The detectors 50, 52, and 54 may include any detector known for such a use, including commercially available silicon photo diodes
A principal source of "secondary" stray light is the hardware and mounting apparatus associated with all portions ofthe system 10 outside the sphere 30 The generation of such secondary stray light can be substantially eliminated by ensuring that the exterior surfaces are made out of, or coated with, a material which is light absorbing at the wavelength ofthe incident beam 16.
For high angles of incidence (θ,) ofthe beam 16, the stand-off distance ofthe sphere from the surface 12 and the geometry and alignment ofthe system must be carefully controlled At high incident angles, a minor variation in the standoff distance ofthe sphere from the surface will result in a large change in the position ofthe reflected specular beam 22 with respect to the output aperture 36 If the change of position ofthe specular beam 22 is too great, it will no longer be aligned with the output aperture 36, thereby causing it to hit the interior ofthe sphere 30. Obviously, this would result in catastrophic failure ofthe system
Hence, to make the system as versatile as possible, it is preferred to keep the incident angle small.
It is, therefore, preferred that the system 10 be configured so that the incident angle (θ,) ofthe beam oflight is less than about 10 degrees, the first scatter angle (θ,) is greater than about 45 degrees, the second scatter angle (θ2) and the third scatter angle (θ3) are equal and are less than about 20 degrees, and the fourth scatter angle (θ4) is also less than about 20 degrees. In one presently preferred embodiment, the incident angle (θ,) is about five degrees, the first scatter angle (θ,) is about 45 degrees, the second scatter angle (θ2) and the third scatter angle (θ3) are equal and are about six degrees, and the fourth scatter angle (θ4) is about one degree. These angles are merely representative of one presently preferred system 10 One of skill in the art will, of course, appreciate that a variety of physical configurations may be constructed without departing from the teachings ofthe present invention.
Physical limitations on the construction ofthe system 10 may restrict the selection of spatial frequencies (and their corresponding scatter angles) over which the system may operate. For example, care must be taken to ensure that hardware associated with the light source 14 and the source optics 18 does not interfere with the collection path ofthe mirror 40
Similarly, hardware associated with the mirror 40, the specular detector 54, and the second detector 52 must not interfere with the incident beam 16 Additionally, the input aperture 32 and the output aperture 36 should not physically intersect each other.
The radius ofthe perimeter of the sampling aperture (rs) should be as large as possible to facilitate access to the surface 12 However, as the size ofthe sampling aperture is increased, the interior surface area ofthe sphere is correspondingly decreased. Decreasing the interior surface area ofthe sphere causes a deterioration in the light collection efficiency ofthe sphere.
The preferred radius (rs) ofthe sampling aperture 34 is determined as a function ofthe first scatter angle (θ,). In the embodiment described herein, the radius ofthe perimeter ofthe sampling aperture (rs) is approximately equal to Λ(tanθ,), where h is the distance from the sur¬ face 12 to the interior surface ofthe hollow sphere 30 at the sampling aperture along the line 20 normal to the surface 12 (Figure 2). Thus, for a given first scatter angle or first spatial frequency, the preferred size ofthe sampling aperture can readily be determined. The radius ofthe perimeter ofthe output aperture ofthe hollow sphere (r0) is determined as a function ofthe second scatter angle (θ2) In this preferred system, the radius ofthe perimeter ofthe output aperture ofthe hollow sphere (rG) is equal to 2R5tanθ2
In a system with the source optics 18 focusing the specular beam 22 at the output aperture 42 ofthe focusing mirror 40, the preferred radius ofthe perimeter ofthe input aperture 32 ofthe hollow sphere (r,) is defined by the following relationship
Figure imgf000019_0001
for values of AT ≥ 1, where a is the distance along the beam oflight 16 from the source optics 18 to the input aperture 32 ofthe hollow sphere 30 and b is the distance along the path ofthe specular beam 22 from the output aperture 36 ofthe holiow sphere 30 to the focusing mirror 40. Preferably, the system is configured such that a and b are equal. If the beam oflight is a laser beam, K is chosen to be greater than or equal to 72.5.
For a system designed such that/2 is equal to/3, the focusing mirror 40 must be sized large enough to capture all ofthe light reflected off the surface 12 which passes through the output aperture 36 ofthe sphere 30 This is achieved by configuring the focusing mirror such that the minimum radius (r26l) of its perimeter is about equal to tanθ3(Z> + 2RS). If the system is configured such that θ2 equals θ3, then the preferred minimum radius ofthe perimeter ofthe focusing mirror (r) is defined by the following relationship: r20 = (1 + )rn .
20 2RS °
The output aperture ofthe mirror 40 should be sized as small as possible while allowing all ofthe specular beam 22 to pass through the mirror 40 The radius ofthe perimeter ofthe output aperture ofthe focusing mirror (r2,) in this preferred embodiment is approximately equal to (tanθ (3> + 2RS).
In the presently preferred system 10 in which the incident angle (θ,) is less than about 10 degrees and in which the second scatter angle (ΘJ is equal to the third scatter angle (θ3) and is less than about 20 degrees, the radius ofthe perimeter ofthe output aperture ofthe focusing mirror (r2,) may be defined by the following relationship:
2R^b 2R +b rι> = Q +τ 2R£s→+a s + (- 2Rws→+a i • where r, is the radius ofthe cross section ofthe incident beam 16 at the source optics 18 and rs is the radius ofthe sampling aperture 34. In accordance with another aspect ofthe present invention as illustrated in Figure 3, the integrating sphere 30 has an interior surface 60 which includes an absorption region 62 surrounding the sampling aperture 34 The absorption region 62 is formed by coating the region with a coating which absorbs light at the wavelength ofthe light source (λ) One such presently preferred coating is magnesium fluoride, generally referred to as "black glass " Of course, one of skill in the art will appreciate that other light-absorbing materials or coatings may also be utilized
That portion ofthe interior surface 60 ofthe sphere which lies outside the absoφtion region 62 comprises a reflective region 64 The reflective region is configured to reflect light at the wavelength ofthe light source and may comprise any of those reflective materials known to those of skill in the art of integrating spheres Importantly, the materials utilized on the interior surface 60 are selected such that the reflectance ofthe absoφtion region 62 is less than the reflectance ofthe reflective region 64 at the wavelength ofthe light source
The reflectance ofthe absorption region 62 will generally be less than about 10 percent with the reflectance ofthe reflective region 64 being greater than about 90 percent It is preferred, however, that the reflectance ofthe absoφtion region 62 be less than about 5 percent and the reflectance ofthe reflective region 64 be greater than about 95 percent In one presently preferred embodiment ofthe invention, the absorption region 62 has a reflectance of about 2 percent and the reflective region 64 has a reflectance of about 99 1 percent One presently preferred material for use as the reflective region 64 is that sold under the SPECTRALON trade name by Labsphere, Inc of New Hampshire, U S A One presently preferred coating for use in forming the absoφtion region 132 is black glass
The puφose ofthe absorption region is to absorb the stray light generated by the source optics 18 which enters the sphere Thus, the absoφtion region 62 should be configured to cover that portion ofthe source optics 18 which is imaged on the interior surface ofthe sphere through the input aperture 32 The absorption region should be kept as closely as possible to this ideal size, as making it any larger will result in undue amounts of scattered light being absorbed
The source optics 18 are centered on the input aperture 32 and are configured to produce a beam 16 with a circular cross section Accordingly, the absorption region 62 ofthe interior surface 60 has a circular outside diameter and is positioned concentric with the sampling aperture 34 The focusing mirror 40 and the second detector 52 are preferably positioned such that the outside diameter ofthe absorption region 62 is imaged at the maxi¬ mum field of view ofthe second detector 52, thereby minimizing the amount of stray light which may enter the second detector 52
In one embodiment ofthe system 10 ofthe present invention including the absoφtion region in the integrating sphere, θ,, θ2, θ3, and θ4 are selected such that the following relationship is satisfied sinθ3-sinθ( sinθ, -sinθ| sinθ4-sinθj sinθ2-sinθ(
Alternatively, the system may be configured such that θ2 equals θ3
In operation, the system 10 of Figure 1 may be utilized to characterize a surface, such as the surface 12, by measuring the total integrated scatter ofthe surface 12 over two bands of spatial frequencies, with the first band ranging from/, to/2 and the second band ranging from /3 to/4 The system 10 is positioned a predetermined distance above a surface 12 and the light source 14 activated to direct the incident beam 16 onto the surface 12
The light scattered off the surface between the first scatter angle (θ,) and the second scatter angle (ΘJ is retained within the sphere 30 and its intensity is detected by the detector
50. Scattered light between the third scatter angle (θ and the fourth scatter angle (ΘJ exits the sphere 30 through the output aperture 36 and is reflected off the mirror 40 and into the second detector 52 which measures its intensity The reflected specular beam 22 also exits the sphere through the output aperture 36 and passes through the aperture 42 in the mirror 40 and enters the specular detector 54 which measures its intensity
The signals from the detectors are processed in accordance with standard signal processing techniques well known in the art They are amplified, filtered, and processed by an analog-to-digital converter before being processed by a microprocessor One of skill in the art will readily appreciate how to process the signals to produce output data in a variety of useful forms
The power detected by the detector 50 is the total integrated scatter over the first band of spatial frequencies, or 77S, Similarly, the power detected by the second detector 52 is the total integrated scatter over the second band of spatial frequencies, or 77S2 With TIS i and 77S2 known, the spectral integrated scatter (SIS) function may now be approximated. This is accomplished by making the assumption that the SIS function is linear in log-log space. With this assumption, the SIS function is then determined by finding the slope ofthe SIS function when plotting spatial frequency versus total integrated scatter over each band on a log-log scale. The slope (n) ofthe SIS function is approximated as:
77S, ln( l-)
TIS, n = ,
\n K) where
K - — = —
JA J
With the slope ofthe spectral integrated scatter function known, the total integrated scatter of the surface over any set of desired spatial frequency limits may be determined. This is generally done to facilitate comparison of data generated by another measurement system based on an integrating device, but being configured to measure over different spatial frequency limits.
Thus, the effective total integrated scatter (TISeff) ofthe surface 12 over a range of spatial frequencies from/^ to ^ which, for example, corresponds to the spatial frequency range measured by another instrument, is determined by the following equation.
Figure imgf000022_0001
The effective RMS roughness (σ^) can then be determined according to the standard RMS roughness equation: λ σ eff 4πcosθ J v* eff
When the incident angle (Θ,) is less than about 10 degrees with respect to the normal ofthe surface, the equation for determining RMS roughness may be reduced to
Figure imgf000022_0002
By calculating the effective roughness, the roughness of a surface measured with the system of the present invention can be easily compared to the roughness ofa surface measured with a different system.
It should be appreciated that the use of an absorption region in an integrating sphere, as discussed herein, greatly improves the performance of any integrating sphere One embodiment of a conventional integrating sphere measurement system modified to include an absoφtion region in accordance with the teachings of this aspect ofthe present invention is illustrated in Figure 4 In this embodiment, a system 100 for measuring the total integrated scatter of a surface 102 includes a light source 104 capable of producing a beam of light at a known wavelength range Preferably the light source is a laser source producing light at a known wavelength (λ) In one presently preferred embodiment, the light source is a laser diode producing a laser beam having a wavelength of 0 670 microns Of course, the light source 104 may include any of those light sources known for use in an integrating sphere measurement system Conventional source optics 106 are provided for directing the beam of light generated by the source 104
The system 100 further includes a hollow sphere 1 10 having a radius (Rs) A radius (Rs) of about one to about three inches would be typical As is standard in integrating sphere measurement systems, the sphere 110 is configured with an input aperture 1 12, a sampling aperture 1 14, and an output aperture 1 16 Each ofthe apertures is configured with a circular perimeter. The light source 104, source optics 106, and sphere 1 10 are positioned relative to each other such that an incident beam 120 may be directed through the input aperture 1 12, through the sampling aperture 1 14, and onto the surface 102 and such that a specular beam 122 is reflected off the surface and is directed out ofthe sphere through the output aperture 116. Scattered light 124 reflected off the surface will enter the sphere 1 10 through the sampling aperture 1 14 and be retained within the sphere
A detector 126 is positioned within the sphere 1 10 to detect the intensity of scattered light 124 within the sphere A specular detector 128 is positioned outside the sphere for detecting the intensity ofthe reflected specular beam 122 The specular detector 128 is preferably a "low scatter" detector, thereby reducing the generation of stray light Detectors 126, 128 may include any of those detectors known for use with such systems, presently preferred detectors include commercially available silicon photo diodes As with the integrating sphere 30 of Figure 3, the integrating sphere 1 10 in the measurement system of Figure 4 has an interior surface 130 which includes an absorption region 132 surrounding the sampling aperture 1 14 with the remainder ofthe interior surface 130 comprising a reflective region 134 The reflective region 134 is configured to reflect light at the wavelength ofthe light source and may be made of any of those reflective materials known to those of skill in the art of integrating spheres One such material is that sold under the SPECTRALON trade name by Labsphere, Inc. of New Hampshire, U S A One presently preferred coating for use in forming the absoφtion region 132 is black glass
Importantly, the interior surface 130 is prepared such that the reflectance ofthe absoφtion region 132 is less than the reflectance ofthe reflective region 134 at the wavelength
(λ) ofthe light source The reflectance ofthe absorption region 132 will generally be less than about 10 percent with the reflectance ofthe reflective region 134 being greater than about 90 percent It is preferred, however, that the reflectance ofthe absorption region 132 be less than about 5 percent and the reflectance ofthe reflective region 134 be greater than about 95 percent In this presently preferred embodiment, the absoφtion region 132 has a reflectance of about 2 percent and the reflective region 134 has a reflectance of about 99 1 percent
The source optics 106 are preferably configured to focus the specular beam 122 at the output aperture 1 16 ofthe hollow sphere The source optics are additionally configured such that the incident beam 120 has a circular cross section with a radius (r,) as it leaves the source optics.
With the specular beam 122 focused at the output aperture 1 16, the radius (r,) ofthe input aperture 1 12 is preferably sized such that the following relationship is satisfied
Figure imgf000024_0001
for values of K > 1, where a is the distance along the beam oflight 120 from the source optics 106 to the input aperture 1 12 ofthe hollow sphere 1 10 For a laser-based system, K may be assumed to be greater than or equal to J2 5
The absoφtion region 132 is preferably configured with a circular perimeter and sized with a radius (rho) which satisfies the following relationship
2Rς 2R- a a By configuring the system 100 such that the incident angle (Θ,) ofthe beam of light 120 is less than about 10 degrees, the radius ofthe output aperture (r0) may be configured to be approximately equal to/mιn27?5λ, where f^ is the minimum spatial frequency ofthe total integrated scatter measurement ofthe surface Additionally, the radius (rj ofthe sampling aperture 114 is determined such that it satisfies the following relationship r0 - Xr. rs =
1 + X where
2RS
X -- 2Rs+a
Finally, in this embodiment ofthe present invention, the use of a baffle to shield the scatter detector may be avoided by positioning the scatter detector 126 within the integrating sphere such that the angle (ΘD) between the specular beam 122 and the hne 142 between the sampling aperture 114 and the scatter detector 126 is greater than θmax, where θmax equals
Figure imgf000025_0001
where h is the distance from the surface 102 to the interior surface ofthe hollow sphere at the sampling aperture 1 14 along the line 140 normal to the surface (compare Figure
3).
In operation, the system 100 is positioned a predetermined distance from a surface 102 to be inspected The light source 104 is activated to direct a beam oflight into the source optics 106. At the source optics 106, the incident beam 120 is directed through the input aperture 1 12 and into the sphere 1 10 The incident beam exits the sphere at the sampling aperture 1 14 and reflects off the surface 102 creating the specular beam 122 and scattered light 124 The specular beam 122 passes through the sampling aperture 1 14, through the out- put aperture 116, and into the specular detector 128 which measures its power The scattered light 124 remains within the sphere 1 10 and is measured by the scatter detector 126
The total integrated scatter (TIS) ofthe surface can then be determined by dividing the power ofthe specular beam 122, as measured by the specular detector 128, into the power of the scattered light 124, as measured by the scatter detector 126 The RMS roughness ofthe surface 102 can then be determined according to methods well known to one of ordinary skill in the art As the light passes through the source optics 106, stray light is generated In conventional integrating sphere measurement systems, much ofthe stray light which is introduced into the sphere is measured by the scatter detector, thereby causing errors in the 77S measurement Such stray light results in what is generally referred to as "optical noise" in the measurements generated by the scatter detector Hence, any reduction ofthe optical noise floor will improve the efficiency ofthe system
Most stray light is generated by the source optics The source optics behave as a scatter source of stray light with a spot size equal to the diameter ofthe incident beam at the lens The stray light emanates from the source optics in all directions By utilizing the present invention, the effect of stray light is substantially eliminated
As illustrated in Figure 5, the size ofthe incident stray light cone 150 at the sampling aperture 1 14 is approximately the same size as the absoφtion region 132 Thus, when the stray light hits the interior surface 130 ofthe sphere, instead of reflecting into the sphere, it is absorbed by the absoφtion region 132 The present invention enables the reflected stray light cone to be reduced from that illustrated in the phantom lines at 152 to the cone 154 which results from specular reflection off the surface 102.
Advantageously, the stray light cone 154 generated from stray light reflected off the surface all exits the sphere through the output aperture 1 16 Hence, virtually no stray light enters the scatter detector 126 The ability to eliminate substantially all ofthe stray light from the integrating sphere results in a substantial increase in the measurement accuracy ofthe system, enabling roughness measurements down to the one Angstrom level to be achieved While a small amount of "secondary" stray light will be present when operating the system, this can substantially reduced by ensuring that all system components outside ofthe sphere 110 are made of, or coated with, a material which absorbs light at the wavelength of the incident beam 120
The signals from the detectors are processed in accordance with standard signal processing techniques well known in the art They are amplified, filtered, and processed by an analog-to-digital converter before being processed by a microprocessor One of skill in the art will readily appreciate how to process the signals to produce output data in a variety of useful forms. It should be appreciated that the apparatus and methods ofthe present invention are capable of being incorporated in the form ofa variety of embodiments, only a few of which have been illustrated and described above The invention may be embodied in other forms without departing from its spirit or essential characteristics The described embodiments are to be considered in all respects only as illustrative and not restrictive and the scope ofthe invention is, therefore, indicated by the appended claims rather than by the foregoing description. All changes which come within the meaning and range of equivalency ofthe claims are to be embraced within their scope

Claims

1. A method for characterizing a surface, comprising the steps of selecting a plurality of bands of spatial frequencies, each having an upper and a lower limit; directing a beam oflight having a known wavelength onto the surface at a known incident angle with respect to the normal ofthe surface; collecting the total scatter oflight corresponding to each ofthe selected bands of spatial frequencies; measuring the total integrated scatter of each ofthe selected bands of spatial frequencies by detecting the intensity ofthe collected light; using the total integrated scatter data and the upper and lower limits of spatial frequency for each ofthe selected bands to estimate the spectral integrated scatter function; and approximating the total integrated scatter ofthe surface over desired spatial frequency limits from the spectral integrated scatter function.
2. A method for characterizing a surface as defined in claim 1 , wherein the step of selecting a plurality of bands of spatial frequencies comprises selecting a first band having an upper limit ( "J and a lower limit (/J and selecting a second band having an upper limit ( J and a lower limit (/J, and wherein/, /2,/, and/ are selected such that the following relationship is satisfied:
JA Jl
3. A method for characterizing a surface as defined in claim 2, wherein the step of using the total integrated scatter data and the upper and Iower limits of spatial frequency for each ofthe selected bands to estimate the spectral integrated scatter function comprises assuming the spectral integrated scatter function is linear in log-log space and determining the slope (w) ofthe spectral integrated scatter function according to the following equation
Figure imgf000028_0001
lnrø where K = — = —
JA Jl
where 77S, is the total integrated scatter ofthe first selected band of spatial frequencies and 77S2 is the total integrated scatter ofthe second selected band of spatial frequencies.
4 A method for characterizing a surface as defined in claim 3, wherein/ and/3 are selected such that/2 equals/.
5. A method for characterizing a surface as defined in claim 3, wherein the step of approximating the total integrated scatter ofthe surface over desired spatial frequency limits comprises determining the total integrated scatter (77Se ) over desired spatial frequency limits according to the following equation:
Figure imgf000029_0001
wherem, and ^ are the desired spatial frequency limits 6. A method for characterizing a surface as defined in claim 5, further comprising the step of ascertaining the RMS roughness (aeJ) ofthe surface over the desired spatial frequency limits for surfaces having a roughness less than the wavelength ofthe beam of light (λ) by calculating the RMS roughness ofthe surface according to the following equation σ _ = λ eff 4πcosθ(S e eff where θ, is the incident angle ofthe beam oflight with respect to the normal ofthe surface
7. A method for characterizing a surface as defined in claim 5, wherein the step of directing a beam oflight onto the surface comprises directing a beam of light onto the surface at an incident angle (θ,) less than about 10 degrees with respect to the normal ofthe surface and further comprising the step of ascertaining the RMS roughness (σ) ofthe surface over the desired spatial frequency limits for surfaces having a roughness less than the wavelength of the beam oflight (λ) by calculating the RMS roughness ofthe surface according to the following equation
eff V eff '
where TISeff s the total integrated scatter over desired spatial frequency limits.
8 A method for characterizing a surface as defined in claim 1 , wherein the step of collecting the total scatter oflight corresponding to each ofthe selected bands of spatial frequencies comprises using a plurality of optical integrating devices
9 A system for characterizing a surface, comprising' a light source capable of producing a beam oflight at a predetermined wavelength (λ), source optics for directing the beam oflight toward the surface at an incident angle (θ,) with respect to the normal ofthe surface to thereby create a reflected specular beam and scattered light, a first optical integrating device positioned and configured to receive a first portion ofthe scattered light, the first portion ofthe scattered light extending from a first scatter angle (θ,) to a second scatter angle (Θ , a first detector positioned to detect the intensity ofthe first portion ofthe scattered light, a second optical integrating device positioned and configured to receive a second portion ofthe scattered light, the second portion ofthe scattered light extending from a third scatter angle (θ to a fourth scatter angle (θ J, a second detector positioned to detect the intensity ofthe second portion ofthe scattered light; and a specular detector positioned to detect the intensity ofthe specular beam
10 A system for characterizing a surface as defined in claim 9, wherein the scatter angles (ΘJ are selected to correspond to predetermined spatial frequencies (/J ofthe surface such that the following relationship is satisfied. θ„ = sin"'(sinθ, -f„λ)
11. A system for characterizing a surface as defined in claim 9, wherein the first optical integrating device comprises a hollow sphere having a radius (RJ, the hollow sphere configured with an input aperture, a sampling aperture, and an output aperture, the light source, source optics, and sphere are positioned for directing the beam oflight through the input aperture, through the sampling aperture, and onto the surface and such that the second portion ofthe scattered light and the specular beam are directed out ofthe sphere through the output aperture, and wherein the second optical integrating device comprises a focusing mirror configured with an output aperture for allowing the specular beam to pass, the focusing mirror positioned to receive and reflect the second portion ofthe scattered light into the second detector
12. A system for characterizing a surface as defined in claim 1 1, wherein the input aperture ofthe hollow sphere has a circular perimeter with a radius (r,), the sampling aperture ofthe hollow sphere has a circular perimeter with a radius (r , the output aperture ofthe hollow sphere has a circular perimeter with a radius (r0), the focusing mirror has a circular perimeter with a radius (r20), and the output aperture ofthe focusing mirror has a circular perimeter with a radius (r2:).
13. A system for characterizing a surface as defined in claim 1 1, wherein the first detector is positioned within the integrating sphere such that the angle (ΘD) between the specular beam and the line between the sampling aperture and the first detector is greater than θ,.
14. A system for characterizing a surface as defined in claim 12, wherein the radius ofthe perimeter ofthe sampling aperture (r is determined as a function ofthe first scatter angle (Θ .
15. A system for characterizing a surface as defined in claim 14, wherein the sphere has an interior surface, the incident angle ofthe beam oflight (θ,) is less than about 10 degrees, the first scatter angle (ΘJ is greater than about 45 degrees, and the radius ofthe perimeter ofthe sampling aperture (r is approximately equal to //(tanθj, where h is the distance from the surface to the interior surface ofthe hollow sphere at the sampling aperture along a line normal to the surface.
16. A system for characterizing a surface as defined in claim 12, wherein the radius ofthe perimeter ofthe output aperture ofthe hollow sphere (r<J is determined as a function of the second scatter angle (ΘJ.
17. A system for characterizing a surface as defined in claim 16, wherein the incident angle ofthe beam oflight (θ,) is less than about 10 degrees and the second scatter angle (ΘJ is less than about 20 degrees and wherein the radius ofthe perimeter ofthe output aperture ofthe hollow sphere (r0) is approximately equal to 2RstanQ2.
18. A system for characterizing a surface as defined in claim 12, wherein the incident angle ofthe beam of light (θ,) is less than about 10 degrees and the third scatter angle (ΘJ is less than about 20 degrees, and wherein the minimum radius ofthe perimeter ofthe focusing mirror (r^) is approximately equal to (tanθj(6 + 2RJ, where b equals the distance along the path ofthe specular beam from the output aperture ofthe hollow sphere to the focusing mirror.
19. A system for characterizing a surface as defined in claim 12, wherein the incident angle ofthe beam oflight (θ,) is less than about 10 degrees, the second scatter angle (ΘJ is less than about 20 degrees, and the second scatter angle (θ J equals the third scatter angle (ΘJ, and wherein the radius ofthe perimeter ofthe focusing mirror (r2(J is defined by the following relationship:
Figure imgf000032_0001
where b equals the distance along the path ofthe specular beam from the output aperture of the hollow sphere to the focusing mirror.
20. A system for characterizing a surface as defined in claim 12, wherein the incident angle ofthe beam of light (θ,) is less than about 10 degrees and the fourth scatter angle (ΘJ is less than about 20 degrees, and wherein the radius ofthe perimeter of output aperture ofthe focusing mirror (r2/) is approximately equal to (tanθ4)(Z> + 2/?J, where b equals the distance along the path ofthe specular beam from the output aperture ofthe hollow sphere to the focusing mirror.
21. A system for characterizing a surface as defined in claim 12, wherein the source optics are configured such that the incident beam has a circular cross section with a radius (r,) as it leaves the source optics and wherein the radius ofthe perimeter of the output aperture of the focusing mirror (r2j) is defined by the following relationship:
Figure imgf000032_0002
where a equals the minimum distance along the path ofthe incident beam from the source optics to the input aperture ofthe hollow sphere and b equals the distance along the path of the specular beam from the output aperture ofthe hollow sphere to the focusing mirror.
22. A system for characterizing a surface as defined in claim 12, wherein the source optics are configured such that the specular beam is positioned within the output aperture of the focusing mirror.
23. A system for characterizing a surface as defined in claim 22, wherein the source optics are configured such that the specular beam is focused at the output aperture ofthe focusing mirror.
24. A system for characterizing a surface as defined in claim 23, wherein the source optics are configured such that the incident beam has a circular cross section with a radius (r;) as it leaves the source optics and wherein the radius ofthe perimeter of the input aperture of the hollow sphere (r,) is defined by the following relationship:
Figure imgf000033_0001
for values of K ≥ 1, where a equals the distance along the beam oflight from the source optics to the input aperture ofthe hollow sphere and b equals the distance along the path ofthe specular beam from the output aperture ofthe hollow sphere to the focusing mirror
25. A system for characterizing a surface as defined in claim 24, wherein the light source produces a laser beam and K ≥ v 2.5
26. A system for characterizing a surface as defined in claim 12, wherein the first optical integrating device further comprises an interior surface including an absoφtion region surrounding the sampling aperture, the interior surface ofthe sphere outside the absoφtion region comprising a reflective region, the absoφtion region having a reflectance less than the reflectance ofthe reflective region at the wavelength ofthe light source.
27. A system for characterizing a surface as defined in claim 26, wherein the absoφtion region ofthe interior surface ofthe sphere has a circular outside diameter and is positioned concentric with the sampling aperture and wherein the focusing mirror and the second detector are positioned such that the outside diameter ofthe absoφtion region is imaged at the maximum field of view ofthe second detector
28. A system for characterizing a surface as defined in claim 26, wherein θ,, θ2, θ3, and θ4 are selected such that the following relationship is satisfied' sinθ3-sinθj sinθ, -sinθj sinθ4-sinθ( sinθ2-sinθ(
29. A system for characterizing a surface as defined in claim 26, wherein θ2 and θ3 are selected such that θ2 equals θ3.
30 A system for characterizing a surface as defined in claim 26, wherein θ, is less than about 10 degrees
31 A system for characterizing a surface as defined in claim 30, wherein the second scatter angle (ΘJ is less than about 20 degrees, the second scatter angle (ΘJ equals the third scatter angle (ΘJ, and the radius ofthe perimeter of the focusing mirror (r20) is defined by the following relationship
r υ ≥ ( 1 +-^-)Λo '
where b equals the distance along the path ofthe specular beam from the output aperture of the hollow sphere to the focusing mirror
32 A system for characterizing a surface as defined in claim 26, wherein the light source comprises a laser beam
33 A system for characterizing a surface as defined in claim 9, wherein the first optical integrating device is configured with an aperture having a circular perimeter for allowing the second portion ofthe scattered light to pass and wherein the second optical integrating device is configured with an aperture having a circular perimeter for allowing the specular beam to pass
34 A system for measuring the total integrated scatter ofa surface, comprising a light source for producing an incident beam of light at a known wavelength range, source optics for directing the incident beam at an incident angle (θ,), a hollow sphere having a radius (RJ and configured with an input aperture, a sampling aperture, and an output aperture, the light source, source optics, and sphere positioned such that the incident beam is directed through the input aperture, through the sampling aperture, and onto the surface and such that the specular beam reflected off the surface is directed out of the sphere through the output aperture, the interior surface ofthe sphere including an absorption region surrounding the sampling aperture, the interior surface ofthe sphere outside the absoφtion region comprising a reflective region, the absoφtion region having a reflectance less than the reflectance ofthe reflective region over the wavelength range ofthe light source; a scatter detector positioned for detecting the intensity of light within the sphere; and a specular detector positioned for detecting the intensity ofthe reflected specular beam.
35. A system for measuring the total integrated scatter of a surface as defined in claim 34, wherein the light source produces the beam oflight at a known wavelength (λ).
36. A system for measuring the total integrated scatter of a surface as defined in claim 34, wherein the reflectance ofthe absoφtion region is less than about 10 percent and the reflectance ofthe reflective region is greater than about 90 percent.
37. A system for measuring the total integrated scatter of a surface as defined in claim 36, wherein the reflectance ofthe absoφtion region is less than about 5 percent and the reflectance ofthe reflective region is greater than about 95 percent.
38. A system for measuring the total integrated scatter of a surface as defined in claim 34, wherein the absoφtion region comprises black glass.
39. A system for measuring the total integrated scatter ofa surface as defined in claim 34, wherein the source optics are configured to focus the specular beam at the output aperture ofthe hollow sphere.
40. A system for measuring the total integrated scatter of a surface as defined in claim 39, wherein the source optics are configured such that the incident beam has a circular cross section with a radius (r,) as it leaves the source optics and wherein the input aperture has a circular perimeter with a radius (r,) which satisfies the following relationship:
4Rς r -. K s—r, ,
' 4Rs+α ' for values of AT ≥ 1, where equals the distance along the beam of light from the source optics to the input aperture ofthe hollow sphere.
41. A system for measuring the total integrated scatter ofa surface as defined in claim 40, wherein the light source produces a laser beam and K ≥
Figure imgf000035_0001
42. A system for measuring the total integrated scatter ofa surface as defined in claim 35, wherein the incident angle ofthe beam oflight (θ,) is less than about 10 degrees and wherein the output aperture has a circular perimeter with a radius (rn) approximately equal to fmin2Rsλ, where fπώ, is the minimum spatial frequency ofthe total integrated scatter measurement ofthe surface.
43. A system for measuring the total integrated scatter ofa surface as defined in claim 42, wherein the source optics are configured such that the incident beam has a circular cross section with a radius (r,) as it leaves the source optics and wherein the sampling aperture has a circular perimeter with a radius (rj which satisfies the following relationship: rQ - Xr. i' 1 + X where
V 2RS
2Rs+a where a equals the distance along the beam oflight from the source optics to the input aperture ofthe hollow sphere.
44. A system for measuring the total integrated scatter ofa surface as defined in claim 34, wherein the source optics are configured such that the incident beam has a circular cross section with a radius (r;) as it leaves the source optics, the input aperture has a circular perimeter with a radius (r,), and wherein the absoφtion region has a circular perimeter with a radius (rte) which satisfies the following relationship:
2RS 2RS a a where a is the distance along the beam oflight from the source optics to the input aperture of the hollow sphere.
45. A system for measuring the total integrated scatter of a surface as defined in claim 43, wherein the scatter detector is positioned within the integrating sphere such that the angle (θβ) between the specular beam and the line between the sampling aperture and the specular detector is greater than θ,^, where θ,^ equals tan"l(r< /ϊ), where h is the distance from the surface to the interior surface ofthe hollow sphere at the sampling aperture along a line normal to the surface.
PCT/US1996/018723 1995-11-27 1996-11-22 Methods and apparatus for characterizing a surface WO1997020192A1 (en)

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KR1019980703943A KR19990071667A (en) 1995-11-27 1996-11-22 Surface Characterization Device and Method
DE19681744T DE19681744T1 (en) 1995-11-27 1996-11-22 Method and device for characterizing a surface
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