Southwest Securities Co., Ltd. is principally engaged in the business of securities. The Company mainly involved brokerage business, investment banking business, self-operation business and asset management business, including brokerage of securities, the investment consulting of securities, the related financial consulting of securities investment activities, the underwriting and recommendation of securities, self-operation of securities, securities asset management, the acting distribution of securities investment fund, securities financing, as well as direct investment, among others. It operates its businesses primarily in domestic markets. The Company announced that it has established a wholly owned subsidiary, engaged in finance product investment business, based in Chongqing, on April 15, 2013.