Blue Planet Financials Growth and Income Investment Trust No 3 plc (the Trust) is an investment trust. The Trust�s investment policy is to invest in securities, including equities and debt issued by quoted financial companies located anywhere in the world with the objective of providing investors with a total return greater than its benchmark index, Bloomberg World Financials Index. Not more than 15% of the Trust�s portfolio may be invested in any one entity at the time the investment is made. There is no restriction on the amount that may be invested in any one country. As of March 31, 2010, some of the Trust�s top investments were Blue Planet Global Financials Fund, Australia & New Zealand Banking Group, Westpac Banking Corporation, Commonwealth Bank of Australia, Zurich Financial Services Group AG, Bank Mandiri Persero, Asya Katilim Bankasi AS, Turkiye Halk Bankasi and Bank Rakyat Indonesia. Blue Planet Investment Management Ltd is the investment manager of the Trust.