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CONVERGEX GROUP, LLC news

  
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ConvergEx Group Subsidiary Sentenced for Securities Fraud Scheme
WASHINGTON—A brokerage subsidiary of ConvergEx Group LLC was sentenced and ordered to pay a criminal penalty and restitution of $26 million for wire fraud and conspiracy to commit securities and wire fraud in connection with a scheme to charge ...
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ConvergEx Settles Fraud Charges for $151 Million
Prosecutors accused two former traders at ConvergEx Group LLC of sending trades through an overseas unit to add hidden markups and markdowns, making unwitting investors pay tens of millions of dollars in illicit added charges, in a fraud that ran from ...
ConvergEx to pay more than $150 million to settle US charges  Reuters
ConvergEx pays $150 million to settle fraud charges  Finextra
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ConvergEx Group Announces Definitive Agreement to be Acquired by CVC Capital ...
NEW YORK, July 20, 2011 /PRNewswire/ -- ConvergEx Group ("ConvergEx"), a leading technology company, today announced that its parent company ConvergEx Holdings, LLC has signed a definitive agreement to be acquired by funds advised by CVC ...
ConvergEx Group's Westminster Research Associates Releases New Commission ...
In the U.S., ConvergEx Group is comprised of ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC), of which ConvergEx Prime Services is a division; LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); ...
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Eric W. Noll to Join ConvergEx Group, LLC as President
NEW YORK, Nov. 25, 2013 /PRNewswire/ -- ConvergEx Group, LLC, a leading provider of global brokerage and trading-related services, today announced that Eric W. Noll, a veteran securities industry leader, will join the Company as President, effective ...
Nasdaq's Trading Chief Noll Leaves Exchange for Job as CEO  Bloomberg
Departure Blurs Nasdaq Succession  Wall Street Journal
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ConvergEx Group Hires Scott McLaughlin and Eric Soderberg to Lead Sales and ...
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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ConvergEx Group Hires Conor McCarthy as Chief Financial Officer
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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ConvergEx Group Renames NorthPoint as ConvergEx Prime Services
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); Eze Castle ...
ConvergEx Group Appoints Gary Ardell Chief Information Officer
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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ConvergEx Group's LiquidPoint Completes Integration With Actant Software
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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