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CONVERGEX GROUP, LLC news

  
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ConvergEx Group Subsidiary Sentenced for Securities Fraud Scheme
WASHINGTON—A brokerage subsidiary of ConvergEx Group LLC was sentenced and ordered to pay a criminal penalty and restitution of $26 million for wire fraud and conspiracy to commit securities and wire fraud in connection with a scheme to charge ...
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ConvergEx Group's Westminster Research Associates Releases New Commission ...
In the U.S., ConvergEx Group is comprised of ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC), of which ConvergEx Prime Services is a division; LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); ...
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Former ConvergEx unit CEO admits wrongdoing in SEC case
A former ConvergEx Group LLC [BNYCG.UL] brokerage unit chief executive admitted wrongdoing to resolve U.S. Securities and Exchange Commission charges that employees he supervised fraudulently charged hidden trading commissions to customers.
ConvergEx Group Announces Definitive Agreement to be Acquired by CVC Capital ...
NEW YORK, July 20, 2011 /PRNewswire/ -- ConvergEx Group ("ConvergEx"), a leading technology company, today announced that its parent company ConvergEx Holdings, LLC has signed a definitive agreement to be acquired by funds advised by CVC ...
ConvergEx Settles Fraud Charges for $151 Million
... bilking charities and other big investors in what prosecutors called an "astonishingly brazen" scheme. Prosecutors accused two former traders at ConvergEx Group LLC of sending trades through an overseas unit to add hidden markups and markdowns, ...
ConvergEx to pay more than $150 million to settle US charges  Reuters
ConvergEx pays $150 million to settle fraud charges  Finextra
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ConvergEx Group Hires Conor McCarthy as Chief Financial Officer
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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TEXT-S&P cuts ConvergEx Group rating to 'B', outlook is stable
30, 2012, Standard & Poor's Ratings Services lowered its long-term counterparty credit rating on ConvergEx Group LLC to 'B' from 'B+'. The outlook is stable. We also lowered our rating on ConvergeEx's first-lien senior secured credit facilities to 'B ...
ConvergEx Group's LiquidPoint Completes Integration With Actant Software
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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ConvergEx Group Appoints Gary Ardell Chief Information Officer
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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ConvergEx Group Expands Execution Capabilities Throughout Asia-Pacific
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); Eze Castle ...
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