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CONVERGEX GROUP, LLC news

  
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Eric W. Noll to Join ConvergEx Group, LLC as President
NEW YORK, Nov. 25, 2013 /PRNewswire/ -- ConvergEx Group, LLC, a leading provider of global brokerage and trading-related services, today announced that Eric W. Noll, a veteran securities industry leader, will join the Company as President, effective ...
Nasdaq's Trading Chief Noll Leaves Exchange for Job as CEO  Bloomberg
Departure Blurs Nasdaq Succession  Wall Street Journal
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ConvergEx Group's Westminster Research Associates Releases New Commission ...
In the U.S., ConvergEx Group is comprised of ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC), of which ConvergEx Prime Services is a division; LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); ...
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ConvergEx Group's LiquidPoint Completes Integration With Actant Software
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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ConvergEx Group Renames NorthPoint as ConvergEx Prime Services
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); Eze Castle ...
ConvergEx to close one of its two 'dark pool' trading venues
NEW YORK, Sept 18 ConvergEx Group LLC will close one of its two private stock trading platforms, or "dark pools," as of Oct. 1, the agency-focused brokerage told clients in a note, citing greater demand for the platform it will retain.
TEXT-S&P cuts ConvergEx Group rating to 'B', outlook is stable
30, 2012, Standard & Poor's Ratings Services lowered its long-term counterparty credit rating on ConvergEx Group LLC to 'B' from 'B+'. The outlook is stable. We also lowered our rating on ConvergeEx's first-lien senior secured credit facilities to 'B ...
ConvergEx Group Hires Conor McCarthy as Chief Financial Officer
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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ConvergEx Group Appoints Gary Ardell Chief Information Officer
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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Ex-ConvergEx Trader Charged With Fraud Over Markup Plot
Law360, Los Angeles (June 5, 2014, 6:58 PM ET) -- A former trader for global trading services provider ConvergEx Group LLC - which paid about $151 million last year to settle charges over fraudulent markups by some of its brokers - has been charged ...
SEC Says ConvergEx Manager Directed Markup Fraud Scheme
Law360, New York (April 12, 2016, 10:40 PM ET) -- The U.S. Securities and Exchange Commission on Tuesday filed suit against a former manager at a ConvergEx Group LLC entity over his alleged role in a broader scheme that bilked funds managed on ...