Recent Quotes (30 days)

You have no recent quotes
chg | %

ConvergEx Inc. news

  
Showing stories 1 - 10 of about 70   

Articles published

ITG Said in Talks to Buy Convergex for Broker Services
Chief Executive Officer Eric Noll, who joined from Nasdaq OMX Group Inc. in late 2013, has been rebuilding the company's management team after it admitted to defrauding customers of millions of dollars by concealing markups on stock trades.
ConvergEx Settles Fraud Charges for $151 Million
The SEC settlement comes less than a month after a shake-up at ConvergEx in which Eric Noll, a former top official at Nasdaq OMX Group Inc., was appointed president. Mr. Noll is due to take over as CEO from Mr. Velli by the end of the year. A ConvergEx ...
ConvergEx Settles With SEC And Justice Department On Charges Of Pointlessly ...  Business Insider
ConvergEx Hit with $150M Fine for Overcharging Clients  aiCIO
Related articles »  
High-Frequency Trading Worries Are Fading, Convergex Finds
(Bloomberg) -- The fever may have broken when it comes to criticism of the U.S. stock market. Convergex Group LLC, a New York-based brokerage, recently repeated a survey it conducted last year in the aftermath of Michael Lewis's �Flash Boys,� a book ...
ConvergEx Group's LiquidPoint Completes Integration With Actant Software
NEW YORK, May 1, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced that its LiquidPoint options technology business has completed a software integration with Actant, a leading ...
Related articles »  
Souza Barros Securities Outsources FIX Connectivity and Monitoring Operations ...
NEW YORK, July 21, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced that ConnEx, its outsourced hosted FIX connectivity business, has been chosen to provide its full suite of ...
Related articles »  
SEC Charges CEO Of ConvergEx In �Fraudulent Scheme�
Prosecutors claim that brokers at ConvergEx Global Markets Ltd, a now-defunct brokerage unit previously registered with Bermuda routinely routed customers' orders to Bermuda-based unit so they could markup or markdown the price for executed orders.
Former ConvergEx Exec Banned from Industry for Five Years  Chief Investment Officer
Former ConvergEx CEO Craig Lax Settles with the SEC for $783000  Forex Magnates
ConvergEx Group's Bea Ordonez Wins Industry Trailblazer Award: Traders ...
... FINRA/SIPC); ConvergEx Depositary, Inc., and ConvergEx Solutions LLC, of which ConnEx, Jaywalk and LDB are divisions. ConvergEx Group, LLC is a subsidiary of ConvergEx Holdings, LLC. Additional information is available at www.convergex.com.
Related articles »  
Convergex Adds Industry Veterans Phil Gough and John Holl to International ...
... Convergex offers products and services through Convergex Execution Solutions LLC (member NYSE/FINRA/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); Convergex Depositary, Inc., ...
ConvergEx Group Hires Scott McLaughlin and Eric Soderberg to Lead Sales ...
... FINRA/SIPC); ConvergEx Solutions LLC, of which ConnEx, Jaywalk and LDB are divisions; and ConvergEx Limited in the UK. ConvergEx Group, LLC is a subsidiary of ConvergEx Holdings, LLC. Additional information is available at www.convergex.com.
Related articles »  
SEC Charges Former Top ConvergEx Executive in Hidden-Fees Probe
According to the complaint filed in U.S. District Court in Newark, N.J., Chief Executive Anthony G. Blumberg of the defunct ConvergEx Global Markets Ltd. and ConvergEx Global Markets engaged in a scheme by which orders were routed to an offshore ...
ConvergEx CEO charged with deceiving customers  MarketWatch
Former head of GTCR's ConvergEx charged in trading-fee scheme  Crain's Chicago Business
Related articles »