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CONVERGEX GROUP, LLC news

  
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ConvergEx Group Subsidiary Sentenced for Securities Fraud Scheme
WASHINGTON—A brokerage subsidiary of ConvergEx Group LLC was sentenced and ordered to pay a criminal penalty and restitution of $26 million for wire fraud and conspiracy to commit securities and wire fraud in connection with a scheme to charge ...
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Eric W. Noll to Join ConvergEx Group, LLC as President
NEW YORK, Nov. 25, 2013 /PRNewswire/ -- ConvergEx Group, LLC, a leading provider of global brokerage and trading-related services, today announced that Eric W. Noll, a veteran securities industry leader, will join the Company as President, effective ...
Nasdaq's Trading Chief Noll Leaves Exchange for Job as CEO  Bloomberg
Nasdaq US Trading Chief Eric Noll Steps Down  Fox Business (press release)
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ConvergEx Group's LiquidPoint Completes Integration With Actant Software
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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ConvergEx Group Renames NorthPoint as ConvergEx Prime Services
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); Eze Castle ...
ConvergEx Group Hires Conor McCarthy as Chief Financial Officer
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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TEXT-S&P cuts ConvergEx Group rating to 'B', outlook is stable
30, 2012, Standard & Poor's Ratings Services lowered its long-term counterparty credit rating on ConvergEx Group LLC to 'B' from 'B+'. The outlook is stable. We also lowered our rating on ConvergeEx's first-lien senior secured credit facilities to 'B ...
ConvergEx to close one of its two 'dark pool' trading venues
NEW YORK, Sept 18 ConvergEx Group LLC will close one of its two private stock trading platforms, or "dark pools," as of Oct. 1, the agency-focused brokerage told clients in a note, citing greater demand for the platform it will retain.
ConvergEx Group's Westminster Research Associates Releases New Commission ...
In the U.S., ConvergEx Group is comprised of ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC), of which ConvergEx Prime Services is a division; LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); ...
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ConvergEx Group's LiquidPoint Hires Paul Finnegan
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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ConvergEx Group Appoints Gary Ardell Chief Information Officer
ConvergEx Group includes ConvergEx Execution Solutions LLC (member NYSE/FINRA/SIPC); LiquidPoint, LLC (member CBOE/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); ConvergEx ...
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