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ConvergEx Inc. news

  
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ConvergEx Settles Fraud Charges for $151 Million
The SEC settlement comes less than a month after a shake-up at ConvergEx in which Eric Noll, a former top official at Nasdaq OMX Group Inc., was appointed president. Mr. Noll is due to take over as CEO from Mr. Velli by the end of the year. A ConvergEx ...
ConvergEx Settles With SEC And Justice Department On Charges Of Pointlessly ...  Business Insider
ConvergEx Hit with $150M Fine for Overcharging Clients  aiCIO
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ConvergEx Prime Services Introduces New Solution for Managing Liquid ...
Developed in cooperation with Portfolioshop Inc., a software development and data management firm based in New York, this new service provides daily reconciliation of complex data between the three parties that are required to support liquid ...
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TRADERS ON THE MOVE: ConvergEx Hires KCG Duo; Buysider Diamond ...
ConvergEx Group LLC has hired Nick Palumbo and Troy Draizen for its sales department, adding to the list of former KCG Holdings Inc. employees who've joined the broker. Palumbo, a pro with 11 years financial experience, came aboard as senior vice ...
ConvergEx Group's LiquidPoint Completes Integration With Actant Software
NEW YORK, May 1, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced that its LiquidPoint options technology business has completed a software integration with Actant, a leading ...
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Souza Barros Securities Outsources FIX Connectivity and Monitoring Operations ...
NEW YORK, July 21, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced that ConnEx, its outsourced hosted FIX connectivity business, has been chosen to provide its full suite of ...
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ConvergEx Group Hires Scott McLaughlin and Eric Soderberg to Lead Sales ...
... FINRA/SIPC); ConvergEx Solutions LLC, of which ConnEx, Jaywalk and LDB are divisions; and ConvergEx Limited in the UK. ConvergEx Group, LLC is a subsidiary of ConvergEx Holdings, LLC. Additional information is available at www.convergex.com.
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ConvergEx Group's LiquidPoint Hires Paul Finnegan
Mr. Finnegan previously served as Chief Executive Officer of Livevol, Inc., a provider of equity and index options technology and services.
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ConvergEx Group's Bea Ordonez Wins Industry Trailblazer Award: Traders ...
... FINRA/SIPC); ConvergEx Depositary, Inc., and ConvergEx Solutions LLC, of which ConnEx, Jaywalk and LDB are divisions. ConvergEx Group, LLC is a subsidiary of ConvergEx Holdings, LLC. Additional information is available at www.convergex.com.
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SEC Charges Former Top ConvergEx Executive in Hidden-Fees Probe
According to the complaint filed in U.S. District Court in Newark, N.J., Chief Executive Anthony G. Blumberg of the defunct ConvergEx Global Markets Ltd. and ConvergEx Global Markets engaged in a scheme by which orders were routed to an offshore ...
ConvergEx CEO charged with deceiving customers  MarketWatch
Former head of GTCR's ConvergEx charged in trading-fee scheme  Crain's Chicago Business
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Convergex Adds Industry Veterans Phil Gough and John Holl to International ...
... Convergex offers products and services through Convergex Execution Solutions LLC (member NYSE/FINRA/SIPC); G-Trade Services LLC (member FINRA/SIPC); Westminster Research Associates LLC (member FINRA/SIPC); Convergex Depositary, Inc., ...